Keystone Wealth Management: new SEC registration, $137M AUM, Waterloo, IA
Keystone Wealth Management (Waterloo, Iowa): new SEC registration, $137M AUM, Waterloo, IA. Its amount of 137 is above the median of 134 (51st percentile). Dated 400 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 137 · 51th percentile of 1,149 NewRiaPulse records · 1.0x the median
Free preview: all 11 published fields of this record are shown below. Locked: 6 related IA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Keystone Wealth Management |
| Legal name | Keystone Wealth Management INC. |
| CRD | 304133 |
| Status | Approved |
| Registered with the SEC | 2025-09-30 |
| Latest Form ADV filing | 2026-06-05 |
| Location | Waterloo, IA, United States |
| Regulatory AUM | $137,388,022 |
| Accounts | 533 |
| Employees | 2 |
| Website | https://www.keystonewealth.com/ |
| amount percentile | 51th of 1,149 (median 134, 1.0x median) |
| Peer records CSV (7 IA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2025-09-30
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (IA first): Van Diest Capital · Lane Family Wealth Management · Bsc Capital Partners, LLC · Visionx Wealth Partners · Vanguard Capital Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Keystone Wealth Management and 7 Iowa peers
- Iowa NewRiaPulse records like this one: 7
- Keystone Wealth Management's amount: 51st percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Iowa peer: $1,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $137M under management.
- Website on file.
What is the NewRiaPulse record for Keystone Wealth Management in Waterloo, Iowa?
Keystone Wealth Management received SEC registration as an investment adviser (2025-09-30) with $137,388,022 in regulatory assets under management, based in Waterloo, IA.
How does Keystone Wealth Management compare to other Iowa NewRiaPulse records?
Its amount of 137 sits in the upper half (51th percentile) of 1,149 records; the median is 134. It is 400 days old; check the official source for later updates before acting.
Keystone Wealth Management vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Keystone Wealth Management | Waterloo, IA | 137 | 51st | 2025-09-30 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Iowa NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.