Legacy Financial Services Group, INC.: new SEC registration, $123M AUM, Traverse City, MI
Legacy Financial Services Group, INC. (Traverse City, Michigan): new SEC registration, $123M AUM, Traverse City, MI. Its amount of 123 is below the median of 134 (42nd percentile). Dated 139 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 123 · 42th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 26 related MI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Legacy Financial Services Group, INC. |
| Legal name | Legacy Financial Services Group, INC. |
| CRD | 140514 |
| Status | Approved |
| Registered with the SEC | 2026-06-18 |
| Latest Form ADV filing | 2026-05-19 |
| Location | Traverse City, MI, United States |
| Regulatory AUM | $122,816,278 |
| Accounts | 357 |
| Employees | 2 |
| Website | https://www.facebook.com/LegacyFSG/ |
| amount percentile | 42th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (27 MI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-18
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (MI first): Modell Capital Management LLC · Mbx Investors LLC · Vertrix Wealth Management, LLC · Marnell Management LLC · Northern Edge Wealth Management · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Legacy Financial Services Group, INC. and 27 Michigan peers
- Michigan NewRiaPulse records like this one: 27
- Legacy Financial Services Group, INC.'s amount: 42nd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Michigan peer: $5,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $123M under management.
- Website on file.
What is the NewRiaPulse record for Legacy Financial Services Group, INC. in Traverse City, Michigan?
Legacy Financial Services Group, INC. received SEC registration as an investment adviser (2026-06-18) with $122,816,278 in regulatory assets under management, based in Traverse City, MI.
How does Legacy Financial Services Group, INC. compare to other Michigan NewRiaPulse records?
Its amount of 123 is below the median (42th percentile); smaller records often move faster and face less competition. It is 139 days old; check the official source for later updates before acting.
Legacy Financial Services Group, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Legacy Financial Services Group, INC. | Traverse City, MI | 123 | 42nd | 2026-06-18 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Michigan NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.