Maine Advisory Associates: new SEC registration, $117M AUM, Falmouth, ME
Maine Advisory Associates (Falmouth, Maine): new SEC registration, $117M AUM, Falmouth, ME. Its amount of 117 is below the median of 134 (34th percentile). Dated 175 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 117 · 34th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 0 related ME NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Maine Advisory Associates |
| Legal name | Volk Financial LLC |
| CRD | 311679 |
| Status | Approved |
| Registered with the SEC | 2026-05-14 |
| Latest Form ADV filing | 2026-09-23 |
| Location | Falmouth, ME, United States |
| Regulatory AUM | $116,549,001 |
| Accounts | 529 |
| Employees | 3 |
| Website | https://www.maineadvisory.com/ |
| amount percentile | 34th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (1 ME records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-14
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (ME first): Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Caxton Associates LLP · Mic Capital Management Uk LLP · Old Mission Asset Management LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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45 / 100 Score
- $117M under management.
- Website on file.
What is the NewRiaPulse record for Maine Advisory Associates in Falmouth, Maine?
Maine Advisory Associates received SEC registration as an investment adviser (2026-05-14) with $116,549,001 in regulatory assets under management, based in Falmouth, ME.
How does Maine Advisory Associates compare to other Maine NewRiaPulse records?
Its amount of 117 is below the median (34th percentile); smaller records often move faster and face less competition. It is 175 days old; check the official source for later updates before acting.
Maine Advisory Associates vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Maine Advisory Associates | Falmouth, ME | 117 | 34th | 2026-05-14 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 | |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
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NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.