Morgan-Aly Wealth Management, LLC: new SEC registration, $105M AUM, Waukesha, WI
Morgan-Aly Wealth Management, LLC (Waukesha, Wisconsin): new SEC registration, $105M AUM, Waukesha, WI. Its amount of 105 is below the median of 134 (17th percentile). Dated 241 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 105 · 17th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 17 related WI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Morgan-Aly Wealth Management, LLC |
| Legal name | Morgan-Aly Wealth Management, LLC |
| CRD | 328483 |
| Status | Approved |
| Registered with the SEC | 2026-03-09 |
| Latest Form ADV filing | 2026-04-02 |
| Location | Waukesha, WI, United States |
| Regulatory AUM | $105,268,201 |
| Accounts | 390 |
| Employees | 3 |
| Website | https://www.linkedin.com/company/morgan-aly-wealth-management-group/ |
| amount percentile | 17th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (18 WI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-09
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (WI first): Sentinel Advisory Group, LLC · Paladin Partners · Fiduciary Financial Planning Network · Sycamore Investment Consulting Services, LLC · Cmg Wealth Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Morgan-Aly Wealth Management, LLC and 18 Wisconsin peers
- Wisconsin NewRiaPulse records like this one: 18
- Morgan-Aly Wealth Management, LLC's amount: 17th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Wisconsin peer: $3,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $105M under management.
- Website on file.
What is the NewRiaPulse record for Morgan-Aly Wealth Management, LLC in Waukesha, Wisconsin?
Morgan-Aly Wealth Management, LLC received SEC registration as an investment adviser (2026-03-09) with $105,268,201 in regulatory assets under management, based in Waukesha, WI.
How does Morgan-Aly Wealth Management, LLC compare to other Wisconsin NewRiaPulse records?
Its amount of 105 is below the median (17th percentile); smaller records often move faster and face less competition. It is 241 days old; check the official source for later updates before acting.
Morgan-Aly Wealth Management, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Morgan-Aly Wealth Management, LLC | Waukesha, WI | 105 | 17th | 2026-03-09 |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 | |
| Wealth Strategies Group | Newport Beach, CA | 103 | 14th | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Wisconsin NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.