Mosaic Fi LLC: new SEC registration, $113M AUM, Lincolnshire, IL
Mosaic Fi LLC (Lincolnshire, Illinois): new SEC registration, $113M AUM, Lincolnshire, IL. Its amount of 113 is below the median of 134 (28th percentile). Dated 199 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 113 · 28th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 56 related IL NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Mosaic Fi LLC |
| Legal name | Mosaic Fi LLC |
| CRD | 169670 |
| Status | Approved |
| Registered with the SEC | 2026-04-20 |
| Latest Form ADV filing | 2026-09-23 |
| Location | Lincolnshire, IL, United States |
| Regulatory AUM | $112,808,698 |
| Accounts | 253 |
| Employees | 5 |
| Website | HTTPS://WWW.FACEBOOK.COM/MOSAIC-FI-800491810065034/ |
| amount percentile | 28th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (57 IL records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-20
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (IL first): Old Mission Asset Management LLC · Invision Management, INC. · Cohen Capital · Intentgen Financial Partners · Bulletproof Capital, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Mosaic Fi LLC and 57 Illinois peers
- Illinois NewRiaPulse records like this one: 57
- Mosaic Fi LLC's amount: 28th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Illinois peer: $11,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $113M under management.
- Website on file.
What is the NewRiaPulse record for Mosaic Fi LLC in Lincolnshire, Illinois?
Mosaic Fi LLC received SEC registration as an investment adviser (2026-04-20) with $112,808,698 in regulatory assets under management, based in Lincolnshire, IL.
How does Mosaic Fi LLC compare to other Illinois NewRiaPulse records?
Its amount of 113 is below the median (28th percentile); smaller records often move faster and face less competition. It is 199 days old; check the official source for later updates before acting.
Mosaic Fi LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Mosaic Fi LLC | Lincolnshire, IL | 113 | 28th | 2026-04-20 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Endeavor Advisors LLC | Phoenix, AZ | 114 | 30th | 2026-09-14 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Illinois NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.