Mosaic Wealth Management LLC: new SEC registration, $285M AUM, Bloomington, IN
Mosaic Wealth Management LLC (Bloomington, Indiana): new SEC registration, $285M AUM, Bloomington, IN. Its amount of 285 is above the median of 134 (77th percentile). Dated 240 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 285 · 77th percentile of 1,149 NewRiaPulse records · 2.1x the median
Free preview: all 10 published fields of this record are shown below. Locked: 10 related IN NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Mosaic Wealth Management LLC |
| Legal name | Mosaic Wealth Management LLC |
| CRD | 340681 |
| Status | Approved |
| Registered with the SEC | 2026-03-09 |
| Latest Form ADV filing | 2026-07-07 |
| Location | Bloomington, IN, United States |
| Regulatory AUM | $285,000,000 |
| Accounts | 199 |
| Employees | 2 |
| amount percentile | 77th of 1,149 (median 134, 2.1x median) |
| Peer records CSV (11 IN records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-09
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (IN first): Ambrose Capital Advisors, LLC · Nearside Advisors, LLC · Titan Investment Management LLC · Genesis Advisors, LLC · Private Counsel Group, LTD. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Mosaic Wealth Management LLC and 11 Indiana peers
- Indiana NewRiaPulse records like this one: 11
- Mosaic Wealth Management LLC's amount: 77th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Indiana peer: $2,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- $285M under management.
What is the NewRiaPulse record for Mosaic Wealth Management LLC in Bloomington, Indiana?
Mosaic Wealth Management LLC received SEC registration as an investment adviser (2026-03-09) with $285,000,000 in regulatory assets under management, based in Bloomington, IN.
How does Mosaic Wealth Management LLC compare to other Indiana NewRiaPulse records?
Its amount of 285 sits in the upper half (77th percentile) of 1,149 records; the median is 134. It is 240 days old; check the official source for later updates before acting.
Mosaic Wealth Management LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Mosaic Wealth Management LLC | Bloomington, IN | 285 | 77th | 2026-03-09 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
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- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
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- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Indiana NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.