Ncu Investment Solutions: new SEC registration, $108M AUM, Smithfiled, RI
Ncu Investment Solutions (Smithfiled, Rhode Island): new SEC registration, $108M AUM, Smithfiled, RI. Its amount of 108 is below the median of 134 (20th percentile). Dated 104 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 108 · 20th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 4 related RI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Ncu Investment Solutions |
| Legal name | Randall Financial Group, LLC |
| CRD | 134804 |
| Status | Approved |
| Registered with the SEC | 2026-07-23 |
| Latest Form ADV filing | 2026-07-06 |
| Location | Smithfiled, RI, United States |
| Regulatory AUM | $107,551,908 |
| Accounts | 373 |
| Employees | 8 |
| Website | HTTPS://WWW.LINKEDIN.COM/COMPANY/RANDALL-FINANCIAL-GROUP-LLC/ABOUT/ |
| amount percentile | 20th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (5 RI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Ncu Investment Solutions
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Free first: a 10-record sample of RI records
See the real columns before you buy. One confirmation email, nothing else unless you opt in.
Unlock Ncu Investment Solutions + all 5 RI records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-07-23
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (RI first): Veritas Wealth Management · Cb Capital LLC · Blue Chip Financial Advisors, LLC · Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
Peer benchmark and outreach value: Ncu Investment Solutions and 5 Rhode Island peers
- Rhode Island NewRiaPulse records like this one: 5
- Ncu Investment Solutions's amount: 20th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Rhode Island peer: $1,000 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $108M under management.
- Website on file.
What is the NewRiaPulse record for Ncu Investment Solutions in Smithfiled, Rhode Island?
Ncu Investment Solutions received SEC registration as an investment adviser (2026-07-23) with $107,551,908 in regulatory assets under management, based in Smithfiled, RI.
How does Ncu Investment Solutions compare to other Rhode Island NewRiaPulse records?
Its amount of 108 is below the median (20th percentile); smaller records often move faster and face less competition. It is 104 days old; check the official source for later updates before acting.
Ncu Investment Solutions vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Ncu Investment Solutions | Smithfiled, RI | 108 | 20th | 2026-07-23 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Rhode Island NewRiaPulse: Approved
More Rhode Island public-record feeds
Carrier Out-of-Service Alerts in Rhode Island Newly Posted IRS Automatic Revocations of Tax Exemption in Rhode Island Federal Alcohol Permit Holder Directory in Rhode Island School & Library E-Rate Contracts Up for Rebid in Rhode Island New & Re-Approved E-Rate Service Providers (FCC Form 498 / SPIN) in Rhode Island New NSF Research Awards by Institution in Rhode Island CMS HAC Reduction & Readmissions Penalties by Hospital in Rhode Island New Trucking Company Registrations in Rhode Island
How to monitor Ncu Investment Solutions and peer approved records
Get new NewRiaPulse records like Ncu Investment Solutions by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.