North Compass Financial Advisors, LLC: new SEC registration, $146M AUM, Grand Rapids, MN
North Compass Financial Advisors, LLC (Grand Rapids, Minnesota): new SEC registration, $146M AUM, Grand Rapids, MN. Its amount of 146 is above the median of 134 (55th percentile). Dated 92 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 146 · 55th percentile of 1,149 NewRiaPulse records · 1.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 12 related MN NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | North Compass Financial Advisors, LLC |
| Legal name | North Compass Financial Advisors, LLC |
| CRD | 146626 |
| Status | Approved |
| Registered with the SEC | 2026-08-05 |
| Latest Form ADV filing | 2026-09-16 |
| Location | Grand Rapids, MN, United States |
| Regulatory AUM | $145,961,708 |
| Accounts | 600 |
| Employees | 4 |
| Website | HTTP://WWW.NORTHCOMPASSFINANCIAL.COM |
| amount percentile | 55th of 1,149 (median 134, 1.1x median) |
| Peer records CSV (13 MN records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-08-05
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (MN first): Advisory Solutions Group · Vera Lake Capital, LLC · Twin Cities Retirement Group · Financial Empowerment LLC · Colleen Weber Cpa, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: North Compass Financial Advisors, LLC and 13 Minnesota peers
- Minnesota NewRiaPulse records like this one: 13
- North Compass Financial Advisors, LLC's amount: 55th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Minnesota peer: $2,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $146M under management.
- Website on file.
What is the NewRiaPulse record for North Compass Financial Advisors, LLC in Grand Rapids, Minnesota?
North Compass Financial Advisors, LLC received SEC registration as an investment adviser (2026-08-05) with $145,961,708 in regulatory assets under management, based in Grand Rapids, MN.
How does North Compass Financial Advisors, LLC compare to other Minnesota NewRiaPulse records?
Its amount of 146 sits in the upper half (55th percentile) of 1,149 records; the median is 134. It is 92 days old; check the official source for later updates before acting.
North Compass Financial Advisors, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| North Compass Financial Advisors, LLC | Grand Rapids, MN | 146 | 55th | 2026-08-05 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Minnesota NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.