Olympus Peaks Financial, LLC: new SEC registration, $141M AUM, Sandy, UT
Olympus Peaks Financial, LLC (Sandy, Utah): new SEC registration, $141M AUM, Sandy, UT. Its amount of 141 is above the median of 134 (53rd percentile). Dated 287 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 141 · 53th percentile of 1,149 NewRiaPulse records · 1.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 18 related UT NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Olympus Peaks Financial, LLC |
| Legal name | Olympus Peaks Financial, LLC |
| CRD | 283040 |
| Status | Approved |
| Registered with the SEC | 2026-01-21 |
| Latest Form ADV filing | 2026-01-21 |
| Location | Sandy, UT, United States |
| Regulatory AUM | $141,443,347 |
| Accounts | 388 |
| Employees | 1 |
| Website | HTTPS://WWW.LINKEDIN.COM/IN/R-TROY-MAXFIELD-5A705053/ |
| amount percentile | 53th of 1,149 (median 134, 1.1x median) |
| Peer records CSV (19 UT records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-21
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (UT first): West Rim II Ugp, LLC · Tanara Wealth Management LLC · Heaton Financial, Pc · Larson Williams Wealth Advisors, LLC · Veritas Wealth Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Olympus Peaks Financial, LLC and 19 Utah peers
- Utah NewRiaPulse records like this one: 19
- Olympus Peaks Financial, LLC's amount: 53rd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Utah peer: $3,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $141M under management.
- Website on file.
What is the NewRiaPulse record for Olympus Peaks Financial, LLC in Sandy, Utah?
Olympus Peaks Financial, LLC received SEC registration as an investment adviser (2026-01-21) with $141,443,347 in regulatory assets under management, based in Sandy, UT.
How does Olympus Peaks Financial, LLC compare to other Utah NewRiaPulse records?
Its amount of 141 sits in the upper half (53th percentile) of 1,149 records; the median is 134. It is 287 days old; check the official source for later updates before acting.
Olympus Peaks Financial, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Olympus Peaks Financial, LLC | Sandy, UT | 141 | 53rd | 2026-01-21 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Utah NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.