Pearson Financial Services: new SEC registration, $885M AUM, Dennis, MA
Pearson Financial Services (Dennis, Massachusetts): new SEC registration, $885M AUM, Dennis, MA. Its amount of 885 is top-decile (93rd percentile of 1,149 records). Dated 76 days ago, it serves as a historical benchmark. Score 55/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 885 · 93th percentile of 1,149 NewRiaPulse records · 6.6x the median
Free preview: all 11 published fields of this record are shown below. Locked: 37 related MA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Pearson Financial Services |
| Legal name | Pearson And Associates, LLC |
| CRD | 130143 |
| Status | Approved |
| Registered with the SEC | 2026-08-21 |
| Latest Form ADV filing | 2026-08-17 |
| Location | Dennis, MA, United States |
| Regulatory AUM | $885,000,000 |
| Accounts | 1921 |
| Employees | 8 |
| Website | HTTP://WWW.SPEARSONFINANCIAL.COM |
| amount percentile | 93th of 1,149 (median 134, 6.6x median) |
| Peer records CSV (38 MA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-08-21
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Pearson Financial Services and 38 Massachusetts peers
- Massachusetts NewRiaPulse records like this one: 38
- Pearson Financial Services's amount: 93rd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Massachusetts peer: $7,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
55 / 100 Score
- $885M under management.
- Website on file.
What is the NewRiaPulse record for Pearson Financial Services in Dennis, Massachusetts?
Pearson Financial Services received SEC registration as an investment adviser (2026-08-21) with $885,000,000 in regulatory assets under management, based in Dennis, MA.
How does Pearson Financial Services compare to other Massachusetts NewRiaPulse records?
This is a top-decile record: its amount of 885 is 6.6x the median of 134 across 1,149 records. It is 76 days old; check the official source for later updates before acting.
Pearson Financial Services vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Pearson Financial Services | Dennis, MA | 885 | 93rd | 2026-08-21 |
| Arc Capital Partners | Los Angeles, CA | 862 | 93rd | 2026-09-02 |
| Neman Ventures LLC | 854 | 93rd | 2026-08-05 | |
| Gatsby Management, LLC | 922 | 94th | 2026-09-01 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.