Prosperity Financial Group, INC.: new SEC registration, $503M AUM, San Ramon, CA
Prosperity Financial Group, INC. (San Ramon, California): new SEC registration, $503M AUM, San Ramon, CA. Its amount of 503 is above the median of 134 (88th percentile). Dated 338 days ago, it serves as a historical benchmark. Score 55/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 503 · 88th percentile of 1,149 NewRiaPulse records · 3.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 147 related CA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Prosperity Financial Group, INC. |
| Legal name | Prosperity Financial Group, INC. |
| CRD | 339321 |
| Status | Approved |
| Registered with the SEC | 2025-12-01 |
| Latest Form ADV filing | 2026-07-27 |
| Location | San Ramon, CA, United States |
| Regulatory AUM | $502,955,078 |
| Accounts | 1360 |
| Employees | 10 |
| Website | HTTP://WWW.401KPROSPERITYFG.COM |
| amount percentile | 88th of 1,149 (median 134, 3.8x median) |
| Peer records CSV (148 CA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2025-12-01
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Prosperity Financial Group, INC. and 148 California peers
- California NewRiaPulse records like this one: 148
- Prosperity Financial Group, INC.'s amount: 88th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every California peer: $29,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
55 / 100 Score
- $503M under management.
- Website on file.
What is the NewRiaPulse record for Prosperity Financial Group, INC. in San Ramon, California?
Prosperity Financial Group, INC. received SEC registration as an investment adviser (2025-12-01) with $502,955,078 in regulatory assets under management, based in San Ramon, CA.
How does Prosperity Financial Group, INC. compare to other California NewRiaPulse records?
Its amount of 503 sits in the upper half (88th percentile) of 1,149 records; the median is 134. It is 338 days old; check the official source for later updates before acting.
Prosperity Financial Group, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Prosperity Financial Group, INC. | San Ramon, CA | 503 | 88th | 2025-12-01 |
| Multiplier Capital, LLC | Washington, DC | 503 | 88th | 2026-07-23 |
| Wealth Intelligently Navigated, LLC | Greer, SC | 533 | 89th | 2026-03-31 |
| Banyan Tree Advisors Pvt. LTD. | Bangalore | 562 | 90th | 2026-08-20 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.