S&F Investment Advisors: new SEC registration, $106M AUM, Encino, CA
S&F Investment Advisors (Encino, California): new SEC registration, $106M AUM, Encino, CA. Its amount of 106 is below the median of 134 (17th percentile). Dated 156 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 106 · 17th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 10 published fields of this record are shown below. Locked: 147 related CA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | S&F Investment Advisors |
| Legal name | Fox, Roger Bennett |
| CRD | 129367 |
| Status | Approved |
| Registered with the SEC | 2026-06-01 |
| Latest Form ADV filing | 2026-05-29 |
| Location | Encino, CA, United States |
| Regulatory AUM | $106,368,400 |
| Accounts | 263 |
| Employees | 2 |
| amount percentile | 17th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (148 CA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-01
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: S&F Investment Advisors and 148 California peers
- California NewRiaPulse records like this one: 148
- S&F Investment Advisors's amount: 17th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every California peer: $29,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- $106M under management.
What is the NewRiaPulse record for S&F Investment Advisors in Encino, California?
S&F Investment Advisors received SEC registration as an investment adviser (2026-06-01) with $106,368,400 in regulatory assets under management, based in Encino, CA.
How does S&F Investment Advisors compare to other California NewRiaPulse records?
Its amount of 106 is below the median (17th percentile); smaller records often move faster and face less competition. It is 156 days old; check the official source for later updates before acting.
S&F Investment Advisors vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| S&F Investment Advisors | Encino, CA | 106 | 17th | 2026-06-01 |
| Wealth Strategies Group | Newport Beach, CA | 103 | 14th | 2026-09-15 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.