Saga Financial Management: new SEC registration, $107M AUM,
Saga Financial Management: new SEC registration, $107M AUM, . Its amount of 107 is below the median of 134 (19th percentile). Dated 223 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 107 · 19th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Saga Financial Management |
| Legal name | Sawtelle, Charles Scott |
| CRD | 158732 |
| Status | Approved |
| Registered with the SEC | 2026-03-26 |
| Latest Form ADV filing | 2026-03-26 |
| Regulatory AUM | $107,000,000 |
| Accounts | 247 |
| Employees | 1 |
| Website | HTTPS://WWW.SAGAORP.COM |
| amount percentile | 19th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-26
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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45 / 100 Score
- $107M under management.
- Website on file.
What is the NewRiaPulse record for Saga Financial Management?
Saga Financial Management received SEC registration as an investment adviser (2026-03-26) with $107,000,000 in regulatory assets under management, based in .
How does Saga Financial Management compare to other NewRiaPulse records?
Its amount of 107 is below the median (19th percentile); smaller records often move faster and face less competition. It is 223 days old; check the official source for later updates before acting.
Saga Financial Management vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Saga Financial Management | 107 | 19th | 2026-03-26 | |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.