Schlosser Financial Services, INC.: new SEC registration, $108M AUM,
Schlosser Financial Services, INC.: new SEC registration, $108M AUM, . Its amount of 108 is below the median of 134 (20th percentile). Dated 282 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 108 · 20th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 9 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Schlosser Financial Services, INC. |
| Legal name | Schlosser Financial Services, INC. |
| CRD | 128809 |
| Status | Approved |
| Registered with the SEC | 2026-01-26 |
| Latest Form ADV filing | 2026-08-10 |
| Regulatory AUM | $108,000,000 |
| Accounts | 219 |
| Employees | 1 |
| amount percentile | 20th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-26
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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40 / 100 Score
- $108M under management.
What is the NewRiaPulse record for Schlosser Financial Services, INC.?
Schlosser Financial Services, INC. received SEC registration as an investment adviser (2026-01-26) with $108,000,000 in regulatory assets under management, based in .
How does Schlosser Financial Services, INC. compare to other NewRiaPulse records?
Its amount of 108 is below the median (20th percentile); smaller records often move faster and face less competition. It is 282 days old; check the official source for later updates before acting.
Schlosser Financial Services, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date | Compare |
|---|---|---|---|---|---|
| Schlosser Financial Services, INC. | 108 | 20th | 2026-01-26 | This record | |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 | Compare Schlosser Financial Services, INC. vs Legacy Partners Financial Group, LLC → |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 | View record → |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 | View record → |
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NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.