Sera Capital Management, LLC: new SEC registration, $114M AUM, Annapolis, MD
Sera Capital Management, LLC (Annapolis, Maryland): new SEC registration, $114M AUM, Annapolis, MD. Its amount of 114 is below the median of 134 (30th percentile). Dated 196 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 114 · 30th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 11 related MD NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Sera Capital Management, LLC |
| Legal name | Sera Capital Management Limited Liability Company |
| CRD | 120896 |
| Status | Approved |
| Registered with the SEC | 2026-04-23 |
| Latest Form ADV filing | 2026-06-24 |
| Location | Annapolis, MD, United States |
| Regulatory AUM | $114,258,975 |
| Accounts | 106 |
| Employees | 5 |
| Website | HTTP://SERACAPITAL.COM |
| amount percentile | 30th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (12 MD records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-23
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Sera Capital Management, LLC and 12 Maryland peers
- Maryland NewRiaPulse records like this one: 12
- Sera Capital Management, LLC's amount: 30th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Maryland peer: $2,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $114M under management.
- Website on file.
What is the NewRiaPulse record for Sera Capital Management, LLC in Annapolis, Maryland?
Sera Capital Management, LLC received SEC registration as an investment adviser (2026-04-23) with $114,258,975 in regulatory assets under management, based in Annapolis, MD.
How does Sera Capital Management, LLC compare to other Maryland NewRiaPulse records?
Its amount of 114 is below the median (30th percentile); smaller records often move faster and face less competition. It is 196 days old; check the official source for later updates before acting.
Sera Capital Management, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Sera Capital Management, LLC | Annapolis, MD | 114 | 30th | 2026-04-23 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Endeavor Advisors LLC | Phoenix, AZ | 114 | 30th | 2026-09-14 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Maryland NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.