Silver Birch Financial LLC: applying for SEC registration, $399M AUM,
Silver Birch Financial LLC: applying for SEC registration, $399M AUM, . Its amount of 399 is above the median of 134 (84th percentile). Dated 181 days ago, it serves as a historical benchmark. Score 55/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 399 · 84th percentile of 1,149 NewRiaPulse records · 3.0x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Silver Birch Financial LLC |
| Legal name | Silver Birch Financial LLC |
| CRD | 341785 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-05-08 |
| Latest Form ADV filing | 2026-08-14 |
| Regulatory AUM | $399,474,010 |
| Accounts | 949 |
| Employees | 7 |
| Website | https://www.silverbirchfinancial.com |
| amount percentile | 84th of 1,149 (median 134, 3.0x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-08
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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55 / 100 Score
- $399M under management.
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Silver Birch Financial LLC?
Silver Birch Financial LLC applied for SEC registration as an investment adviser (2026-05-08) with $399,474,010 in regulatory assets under management, based in .
How does Silver Birch Financial LLC compare to other NewRiaPulse records?
Its amount of 399 sits in the upper half (84th percentile) of 1,149 records; the median is 134. It is 181 days old; check the official source for later updates before acting.
Silver Birch Financial LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Silver Birch Financial LLC | 399 | 84th | 2026-05-08 | |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
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- Johnston Investment Counsel, LTD.
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- Cs Tomasi Wealth Management
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- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: In 120-day approval window
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.