The Gardner Group: new SEC registration, $125M AUM, Dallas, TX
The Gardner Group (Dallas, Texas): new SEC registration, $125M AUM, Dallas, TX. Its amount of 125 is below the median of 134 (44th percentile). Dated 147 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 125 · 44th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 85 related TX NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | The Gardner Group |
| Legal name | Gardner Asset Management LLC |
| CRD | 114263 |
| Status | Approved |
| Registered with the SEC | 2026-06-10 |
| Latest Form ADV filing | 2026-05-11 |
| Location | Dallas, TX, United States |
| Regulatory AUM | $125,274,461 |
| Accounts | 367 |
| Employees | 1 |
| Website | HTTP://WWW.GARDNERGRP.COM |
| amount percentile | 44th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (86 TX records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-10
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (TX first): Eight Partners Vc, LLC · The Energy & Minerals Group LP · Guidestone Investment Services · Pan Capital Management LP · Paradigm Global Investors · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: The Gardner Group and 86 Texas peers
- Texas NewRiaPulse records like this one: 86
- The Gardner Group's amount: 44th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Texas peer: $17,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $125M under management.
- Website on file.
What is the NewRiaPulse record for The Gardner Group in Dallas, Texas?
The Gardner Group received SEC registration as an investment adviser (2026-06-10) with $125,274,461 in regulatory assets under management, based in Dallas, TX.
How does The Gardner Group compare to other Texas NewRiaPulse records?
Its amount of 125 is below the median (44th percentile); smaller records often move faster and face less competition. It is 147 days old; check the official source for later updates before acting.
The Gardner Group vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| The Gardner Group | Dallas, TX | 125 | 44th | 2026-06-10 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.