Tumolo Wealth Management LLC: new SEC registration, $134M AUM, East Lyme, CT
Tumolo Wealth Management LLC (East Lyme, Connecticut): new SEC registration, $134M AUM, East Lyme, CT. Its amount of 134 is above the median of 134 (50th percentile). Dated 252 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 134 · 50th percentile of 1,149 NewRiaPulse records · 1.0x the median
Free preview: all 11 published fields of this record are shown below. Locked: 31 related CT NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Tumolo Wealth Management LLC |
| Legal name | Tumolo Wealth Management LLC |
| CRD | 330567 |
| Status | Approved |
| Registered with the SEC | 2026-02-26 |
| Latest Form ADV filing | 2026-07-20 |
| Location | East Lyme, CT, United States |
| Regulatory AUM | $134,000,000 |
| Accounts | 639 |
| Employees | 7 |
| Website | HTTPS://TUMOLOFINANCIAL.COM |
| amount percentile | 50th of 1,149 (median 134, 1.0x median) |
| Peer records CSV (32 CT records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Tumolo Wealth Management LLC
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Free first: a 10-record sample of CT records
See the real columns before you buy. One confirmation email, nothing else unless you opt in.
Unlock Tumolo Wealth Management + all 32 CT records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-02-26
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (CT first): Point 41 Capital Partners, L.P. · N10° Wealth · Tourmalet Advisors, LP · August Wealth Advisors LLC · Fundsmith Partners Us LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
Peer benchmark and outreach value: Tumolo Wealth Management LLC and 32 Connecticut peers
- Connecticut NewRiaPulse records like this one: 32
- Tumolo Wealth Management LLC's amount: 50th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Connecticut peer: $6,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $134M under management.
- Website on file.
What is the NewRiaPulse record for Tumolo Wealth Management LLC in East Lyme, Connecticut?
Tumolo Wealth Management LLC received SEC registration as an investment adviser (2026-02-26) with $134,000,000 in regulatory assets under management, based in East Lyme, CT.
How does Tumolo Wealth Management LLC compare to other Connecticut NewRiaPulse records?
Its amount of 134 sits in the upper half (50th percentile) of 1,149 records; the median is 134. It is 252 days old; check the official source for later updates before acting.
Tumolo Wealth Management LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Tumolo Wealth Management LLC | East Lyme, CT | 134 | 50th | 2026-02-26 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Connecticut NewRiaPulse: Approved
Cross-dataset signals in Connecticut
More Connecticut public-record feeds
CMS HAC Reduction & Readmissions Penalties by Hospital in Connecticut Connecticut DECD Arts and SHPO Grant Recipients Pulse in Connecticut New IPO Filings (SEC S-1 & F-1) by Industry & State in Connecticut Connecticut Electrical Continuing Education Courses Pulse in Connecticut Largest U.S. Greenhouse Gas Emitters by Company, Sector & State (EPA GHGRP) in Connecticut New NSF Research Awards by Institution in Connecticut SEC 8-K Corporate Trigger Events in Connecticut New, Terminating & Large 401(k) Plans from Form 5500 Filings in Connecticut
How to monitor Tumolo Wealth Management LLC and peer approved records
Get new NewRiaPulse records like Tumolo Wealth Management LLC by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.