Valley Wealth Management: new SEC registration, $112M AUM, Oshkosh, WI
Valley Wealth Management (Oshkosh, Wisconsin): new SEC registration, $112M AUM, Oshkosh, WI. Its amount of 112 is below the median of 134 (27th percentile). Dated 184 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 112 · 27th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 17 related WI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Valley Wealth Management |
| Legal name | Valley Wealth Management LLC |
| CRD | 327845 |
| Status | Approved |
| Registered with the SEC | 2026-05-05 |
| Latest Form ADV filing | 2026-04-30 |
| Location | Oshkosh, WI, United States |
| Regulatory AUM | $111,533,034 |
| Accounts | 513 |
| Employees | 3 |
| Website | https://x.com/valley_wealth |
| amount percentile | 27th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (18 WI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-05
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (WI first): Sentinel Advisory Group, LLC · Paladin Partners · Fiduciary Financial Planning Network · Sycamore Investment Consulting Services, LLC · Cmg Wealth Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Valley Wealth Management and 18 Wisconsin peers
- Wisconsin NewRiaPulse records like this one: 18
- Valley Wealth Management's amount: 27th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Wisconsin peer: $3,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $112M under management.
- Website on file.
What is the NewRiaPulse record for Valley Wealth Management in Oshkosh, Wisconsin?
Valley Wealth Management received SEC registration as an investment adviser (2026-05-05) with $111,533,034 in regulatory assets under management, based in Oshkosh, WI.
How does Valley Wealth Management compare to other Wisconsin NewRiaPulse records?
Its amount of 112 is below the median (27th percentile); smaller records often move faster and face less competition. It is 184 days old; check the official source for later updates before acting.
Valley Wealth Management vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Valley Wealth Management | Oshkosh, WI | 112 | 27th | 2026-05-05 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Wisconsin NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.