Vantage Financial Group: new SEC registration, $119M AUM, Auburn, CA
Vantage Financial Group (Auburn, California): new SEC registration, $119M AUM, Auburn, CA. Its amount of 119 is below the median of 134 (38th percentile). Dated 174 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 119 · 38th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 147 related CA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Vantage Financial Group |
| Legal name | Hudson Financial Services, INC. |
| CRD | 309675 |
| Status | Approved |
| Registered with the SEC | 2026-05-14 |
| Latest Form ADV filing | 2026-05-15 |
| Location | Auburn, CA, United States |
| Regulatory AUM | $118,600,000 |
| Accounts | 808 |
| Employees | 4 |
| Website | https://www.facebook.com/groups/1122098731897844 |
| amount percentile | 38th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (148 CA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-14
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Vantage Financial Group and 148 California peers
- California NewRiaPulse records like this one: 148
- Vantage Financial Group's amount: 38th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every California peer: $29,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $119M under management.
- Website on file.
What is the NewRiaPulse record for Vantage Financial Group in Auburn, California?
Vantage Financial Group received SEC registration as an investment adviser (2026-05-14) with $118,600,000 in regulatory assets under management, based in Auburn, CA.
How does Vantage Financial Group compare to other California NewRiaPulse records?
Its amount of 119 is below the median (38th percentile); smaller records often move faster and face less competition. It is 174 days old; check the official source for later updates before acting.
Vantage Financial Group vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Vantage Financial Group | Auburn, CA | 119 | 38th | 2026-05-14 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.