Wealthshape LLC: new SEC registration, $109M AUM, Windsor, CT
Wealthshape LLC (Windsor, Connecticut): new SEC registration, $109M AUM, Windsor, CT. Its amount of 109 is below the median of 134 (22nd percentile). Dated 232 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 109 · 22th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 31 related CT NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Wealthshape LLC |
| Legal name | Wealthshape LLC |
| CRD | 226733 |
| Status | Approved |
| Registered with the SEC | 2026-03-18 |
| Latest Form ADV filing | 2026-03-27 |
| Location | Windsor, CT, United States |
| Regulatory AUM | $109,423,270 |
| Accounts | 379 |
| Employees | 1 |
| Website | HTTPS://WWW.FACEBOOK.COM/WEALTHSHAPE |
| amount percentile | 22th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (32 CT records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-18
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (CT first): Point 41 Capital Partners, L.P. · N10° Wealth · Tourmalet Advisors, LP · August Wealth Advisors LLC · Fundsmith Partners Us LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Wealthshape LLC and 32 Connecticut peers
- Connecticut NewRiaPulse records like this one: 32
- Wealthshape LLC's amount: 22nd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Connecticut peer: $6,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $109M under management.
- Website on file.
What is the NewRiaPulse record for Wealthshape LLC in Windsor, Connecticut?
Wealthshape LLC received SEC registration as an investment adviser (2026-03-18) with $109,423,270 in regulatory assets under management, based in Windsor, CT.
How does Wealthshape LLC compare to other Connecticut NewRiaPulse records?
Its amount of 109 is below the median (22th percentile); smaller records often move faster and face less competition. It is 232 days old; check the official source for later updates before acting.
Wealthshape LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Wealthshape LLC | Windsor, CT | 109 | 22nd | 2026-03-18 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Connecticut NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.