345 Investment Advisory, LLC: new SEC registration, $295M AUM, Scottsdale, AZ
345 Investment Advisory, LLC (Scottsdale, Arizona): new SEC registration, $295M AUM, Scottsdale, AZ. Its amount of 295 is above the median of 134 (78th percentile). Dated 173 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 295 · 78th percentile of 1,149 NewRiaPulse records · 2.2x the median
Free preview: all 10 published fields of this record are shown below. Locked: 25 related AZ NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | 345 Investment Advisory, LLC |
| Legal name | 345 Investment Advisory, LLC |
| CRD | 342120 |
| Status | Approved |
| Registered with the SEC | 2026-05-15 |
| Latest Form ADV filing | 2026-09-09 |
| Location | Scottsdale, AZ, United States |
| Regulatory AUM | $295,093,396 |
| Accounts | 933 |
| Employees | 12 |
| amount percentile | 78th of 1,149 (median 134, 2.2x median) |
| Peer records CSV (26 AZ records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-15
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (AZ first): Asset Growth Solutions, LLC · Numerixs Investment Technologies INC · Family Office Investment Advisory LLC · Arcwood Financial, LLC · Ascent Capital Partners, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: 345 Investment Advisory, LLC and 26 Arizona peers
- Arizona NewRiaPulse records like this one: 26
- 345 Investment Advisory, LLC's amount: 78th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Arizona peer: $5,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- $295M under management.
What is the NewRiaPulse record for 345 Investment Advisory, LLC in Scottsdale, Arizona?
345 Investment Advisory, LLC received SEC registration as an investment adviser (2026-05-15) with $295,093,396 in regulatory assets under management, based in Scottsdale, AZ.
How does 345 Investment Advisory, LLC compare to other Arizona NewRiaPulse records?
Its amount of 295 sits in the upper half (78th percentile) of 1,149 records; the median is 134. It is 173 days old; check the official source for later updates before acting.
345 Investment Advisory, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| 345 Investment Advisory, LLC | Scottsdale, AZ | 295 | 78th | 2026-05-15 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.