Family Office Investment Advisory LLC: new SEC registration, $220M AUM, Scottsdale, AZ
Family Office Investment Advisory LLC (Scottsdale, Arizona): new SEC registration, $220M AUM, Scottsdale, AZ. Its amount of 220 is above the median of 135 (70th percentile). Dated 206 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 220 · 70th percentile of 1,225 NewRiaPulse records · 1.6x the median
Free preview: all 10 published fields of this record are shown below. Locked: 25 related AZ NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Family Office Investment Advisory LLC |
| Legal name | Family Office Investment Advisory LLC |
| CRD | 339607 |
| Status | Approved |
| Registered with the SEC | 2026-04-13 |
| Latest Form ADV filing | 2026-09-18 |
| Location | Scottsdale, AZ, United States |
| Regulatory AUM | $220,000,000 |
| Accounts | 1 |
| Employees | 3 |
| amount percentile | 70th of 1,225 (median 135, 1.6x median) |
| Peer records CSV (26 AZ records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-13
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (AZ first): Asset Growth Solutions, LLC · Numerixs Investment Technologies INC · 345 Investment Advisory, LLC · Arcwood Financial, LLC · Ascent Capital Partners, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Family Office Investment Advisory LLC and 26 Arizona peers
- Arizona NewRiaPulse records like this one: 26
- Family Office Investment Advisory LLC's amount: 70th percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Arizona peer: $5,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- $220M under management.
What is the NewRiaPulse record for Family Office Investment Advisory LLC in Scottsdale, Arizona?
Family Office Investment Advisory LLC received SEC registration as an investment adviser (2026-04-13) with $220,000,000 in regulatory assets under management, based in Scottsdale, AZ.
How does Family Office Investment Advisory LLC compare to other Arizona NewRiaPulse records?
Its amount of 220 sits in the upper half (70th percentile) of 1,225 records; the median is 135. It is 206 days old; check the official source for later updates before acting.
Family Office Investment Advisory LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Family Office Investment Advisory LLC | Scottsdale, AZ | 220 | 70th | 2026-04-13 |
| New Paradigm Capital Management, LLC | Great Falls, VA | 167 | 61st | 2026-10-16 |
| Bollin Wealth Management, LLC | Perrysburg, OH | 153 | 57th | 2026-10-20 |
| Von Haefen Financial Management | 128 | 46th | 2026-10-28 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.