3roots Wealth Partners LLC: new SEC registration, $93M AUM, Scottsdale, AZ
3roots Wealth Partners LLC (Scottsdale, Arizona): new SEC registration, $93M AUM, Scottsdale, AZ. Its amount of 93 is below the median of 134 (8th percentile). Dated 400 days ago, it serves as a historical benchmark. Score 30/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 93 · 8th percentile of 1,149 NewRiaPulse records · 0.7x the median
Free preview: all 11 published fields of this record are shown below. Locked: 25 related AZ NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | 3roots Wealth Partners LLC |
| Legal name | 3roots Wealth Partners LLC |
| CRD | 338300 |
| Status | Approved |
| Registered with the SEC | 2025-09-30 |
| Latest Form ADV filing | 2026-08-05 |
| Location | Scottsdale, AZ, United States |
| Regulatory AUM | $92,647,972 |
| Accounts | 405 |
| Employees | 3 |
| Website | https://www.instagram.com/3roots_wealth_partners/ |
| amount percentile | 8th of 1,149 (median 134, 0.7x median) |
| Peer records CSV (26 AZ records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2025-09-30
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: 3roots Wealth Partners LLC and 26 Arizona peers
- Arizona NewRiaPulse records like this one: 26
- 3roots Wealth Partners LLC's amount: 8th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Arizona peer: $5,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
30 / 100 Score
- Website on file.
What is the NewRiaPulse record for 3roots Wealth Partners LLC in Scottsdale, Arizona?
3roots Wealth Partners LLC received SEC registration as an investment adviser (2025-09-30) with $92,647,972 in regulatory assets under management, based in Scottsdale, AZ.
How does 3roots Wealth Partners LLC compare to other Arizona NewRiaPulse records?
Its amount of 93 is below the median (8th percentile); smaller records often move faster and face less competition. It is 400 days old; check the official source for later updates before acting. Its Score of 30/100 is modest; treat it as background rather than a priority.
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.