Where does the data come from?

SEC monthly roster of registered investment advisers (Form ADV data). Official record: https://adviserinfo.sec.gov/firm/summary/335236

Back Bay Financial Planning & Investments: new SEC registration, $120M AUM, Bethany Beach, DE

Q: How to monitor Back Bay Financial Planning & Investments and peer approved records

NewRiaPulse lists new NewRiaPulse records from SEC monthly roster of registered investment advisers (Form ADV data) as they are published; a free weekly email digest and paid alerts follow Delaware records like this one.

Back Bay Financial Planning & Investments (Bethany Beach, Delaware): new SEC registration, $120M AUM, Bethany Beach, DE. Its amount of 120 is below the median of 135 (39th percentile). Dated 84 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).

Data as of 2026-11-04 · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)

amount: 120 · 39th percentile of 1,225 NewRiaPulse records · 0.9x the median

Free preview: all 11 published fields of this record are shown below. Locked: 4 related DE NewRiaPulse records and the 6-column CSV export.

Field	Value
Firm	Back Bay Financial Planning & Investments
Legal name	Back Bay Financial Planning & Investments, LLC
CRD	335236
Status	Approved
Registered with the SEC	2026-08-13
Latest Form ADV filing	2026-10-08
Location	Bethany Beach, DE, United States
Regulatory AUM	$120,474,144
Accounts	286
Employees	4
Website	https://backbayfp.com/
amount percentile	39th of 1,225 (median 135, 0.9x median)
Peer records CSV (5 DE records)	🔒 Click to unlock →
CRM-ready export with official source URLs	🔒 Click to unlock →

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Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
Record date: 2026-08-13
Data refreshed: 2026-11-04
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT

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Peer benchmark and outreach value: Back Bay Financial Planning & Investments and 5 Delaware peers

Your role Typical deal size (USD) Assumed reply-to-deal rate (%)

Delaware NewRiaPulse records like this one: 5
Back Bay Financial Planning & Investments's amount: 39th percentile of 1,225 records
Timing: Low: older than 30 days
Estimated pipeline if you contact every Delaware peer: $1,000 (peers × rate × deal size; an estimate from your assumptions, not a forecast)

45 / 100 Score

$120M under management.
Website on file.

What is the NewRiaPulse record for Back Bay Financial Planning & Investments in Bethany Beach, Delaware?

Back Bay Financial Planning & Investments received SEC registration as an investment adviser (2026-08-13) with $120,474,144 in regulatory assets under management, based in Bethany Beach, DE.

How does Back Bay Financial Planning & Investments compare to other Delaware NewRiaPulse records?

Its amount of 120 is below the median (39th percentile); smaller records often move faster and face less competition. It is 84 days old; check the official source for later updates before acting.

Back Bay Financial Planning & Investments vs. top 3 peers

Organization	Location	Amount	Percentile	Record date
Back Bay Financial Planning & Investments	Bethany Beach, DE	120	39th	2026-08-13
Von Haefen Financial Management		128	46th	2026-10-28
Retirepath Wealth, LLC	Little Rock, AR	110	24th	2026-10-20
Round Table Investment Strategies, LLC	Lincoln, NE	107	20th	2026-10-22

Cross-dataset signals in Delaware

Newly funded companies in Delaware (SEC Form D) (16)

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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.