Colefp: new SEC registration, $102M AUM,
Colefp: new SEC registration, $102M AUM, . Its amount of 102 is below the median of 135 (13th percentile). Dated 6 days ago, it is inside the fresh trigger window. Score 75/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 102 · 13th percentile of 1,225 NewRiaPulse records · 0.8x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Colefp |
| Legal name | Cole Financial Planning And Wealth Management, INC |
| CRD | 132562 |
| Status | Approved |
| Registered with the SEC | 2026-10-30 |
| Latest Form ADV filing | 2026-10-26 |
| Regulatory AUM | $102,136,338 |
| Accounts | 271 |
| Employees | 2 |
| Website | HTTPS://WWW.FACEBOOK.COM/COLEFP |
| amount percentile | 13th of 1,225 (median 135, 0.8x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Colefp
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Unlock Colefp + 500 peer records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-30
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records: Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Caxton Associates LLP · Mic Capital Management Uk LLP · Old Mission Asset Management LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
75 / 100 Score
- Registered in the last 60 days.
- $102M under management.
- Website on file.
What is the NewRiaPulse record for Colefp?
Colefp received SEC registration as an investment adviser (2026-10-30) with $102,136,338 in regulatory assets under management, based in .
How does Colefp compare to other NewRiaPulse records?
Its amount of 102 is below the median (13th percentile); smaller records often move faster and face less competition. It is fresh: dated 6 days ago, inside the window where early outreach matters most. Its Score of 75/100 puts it among the stronger signals in this feed.
Colefp vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Colefp | 102 | 13th | 2026-10-30 | |
| Drew Wealth Management | Portsmouth, NH | 102 | 13th | 2026-10-29 |
| Capital Synergy Partners | Irvine, CA | 102 | 13th | 2026-10-21 |
| Bay Point Financial, LLC | Bedford, NH | 105 | 17th | 2026-10-15 |
Related records
- Drew Wealth Management
- Von Haefen Financial Management
- Round Table Investment Strategies, LLC
- Carapace Financial Advisors LLC
- Presidio Group Advisors
- Clean Energy Venture Management, LLC
- Capital Synergy Partners
- Bollin Wealth Management, LLC
- Retirepath Wealth, LLC
- New Paradigm Capital Management, LLC
- Bay Point Financial, LLC
- Gap Financial Services
NewRiaPulse: $100M-$500M NewRiaPulse: Approved
How to monitor Colefp and peer approved records
Get new NewRiaPulse records like Colefp by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.