Round Table Investment Strategies, LLC: new SEC registration, $107M AUM, Lincoln, NE
Round Table Investment Strategies, LLC (Lincoln, Nebraska): new SEC registration, $107M AUM, Lincoln, NE. Its amount of 107 is below the median of 135 (20th percentile). Dated 14 days ago, it is in the active follow-up window. Score 75/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 107 · 20th percentile of 1,225 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 4 related NE NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Round Table Investment Strategies, LLC |
| Legal name | Round Table Investment Strategies, LLC |
| CRD | 139492 |
| Status | Approved |
| Registered with the SEC | 2026-10-22 |
| Latest Form ADV filing | 2026-09-22 |
| Location | Lincoln, NE, United States |
| Regulatory AUM | $106,741,304 |
| Accounts | 382 |
| Employees | 4 |
| Website | https://www.linkedin.com/public-profile/in/jamesahlschwedecfp |
| amount percentile | 20th of 1,225 (median 135, 0.8x median) |
| Peer records CSV (5 NE records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-22
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (NE first): Oldfather Financial Services · R2 Wealth Management Partners · Financial Design Group, LLC · Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Round Table Investment Strategies, LLC and 5 Nebraska peers
- Nebraska NewRiaPulse records like this one: 5
- Round Table Investment Strategies, LLC's amount: 20th percentile of 1,225 records
- Timing: Medium: dated in the last 30 days
- Estimated pipeline if you contact every Nebraska peer: $1,000 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
75 / 100 Score
- Registered in the last 60 days.
- $107M under management.
- Website on file.
What is the NewRiaPulse record for Round Table Investment Strategies, LLC in Lincoln, Nebraska?
Round Table Investment Strategies, LLC received SEC registration as an investment adviser (2026-10-22) with $106,741,304 in regulatory assets under management, based in Lincoln, NE.
How does Round Table Investment Strategies, LLC compare to other Nebraska NewRiaPulse records?
Its amount of 107 is below the median (20th percentile); smaller records often move faster and face less competition. It is fresh: dated 14 days ago, inside the window where early outreach matters most. Its Score of 75/100 puts it among the stronger signals in this feed.
Round Table Investment Strategies, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Round Table Investment Strategies, LLC | Lincoln, NE | 107 | 20th | 2026-10-22 |
| Carapace Financial Advisors LLC | Bedminster, NJ | 106 | 18th | 2026-10-22 |
| Bay Point Financial, LLC | Bedford, NH | 105 | 17th | 2026-10-15 |
| Retirepath Wealth, LLC | Little Rock, AR | 110 | 24th | 2026-10-20 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Nebraska NewRiaPulse: Approved
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.