Gap Financial Services: new SEC registration, $132M AUM,
Gap Financial Services: new SEC registration, $132M AUM, . Its amount of 132 is below the median of 135 (49th percentile). Dated 21 days ago, it is in the active follow-up window. Score 75/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 132 · 49th percentile of 1,225 NewRiaPulse records · 1.0x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Gap Financial Services |
| Legal name | Gap Financial Services, LLC |
| CRD | 288703 |
| Status | Approved |
| Registered with the SEC | 2026-10-15 |
| Latest Form ADV filing | 2026-10-15 |
| Regulatory AUM | $132,030,798 |
| Accounts | 293 |
| Employees | 5 |
| Website | HTTP://WWW.GAPFINANCIALSERVICES.COM |
| amount percentile | 49th of 1,225 (median 135, 1.0x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-15
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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75 / 100 Score
- Registered in the last 60 days.
- $132M under management.
- Website on file.
What is the NewRiaPulse record for Gap Financial Services?
Gap Financial Services received SEC registration as an investment adviser (2026-10-15) with $132,030,798 in regulatory assets under management, based in .
How does Gap Financial Services compare to other NewRiaPulse records?
Its amount of 132 is below the median (49th percentile); smaller records often move faster and face less competition. It is 21 days old, still within a typical 45-day follow-up window. Its Score of 75/100 puts it among the stronger signals in this feed.
Gap Financial Services vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Gap Financial Services | 132 | 49th | 2026-10-15 | |
| Von Haefen Financial Management | 128 | 46th | 2026-10-28 | |
| Bollin Wealth Management, LLC | Perrysburg, OH | 153 | 57th | 2026-10-20 |
| Retirepath Wealth, LLC | Little Rock, AR | 110 | 24th | 2026-10-20 |
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NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.