Cw Securities, LLC: new SEC registration, $113M AUM, Knoxville, TN
Cw Securities, LLC (Knoxville, Tennessee): new SEC registration, $113M AUM, Knoxville, TN. Its amount of 113 is below the median of 134 (28th percentile). Dated 159 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 113 · 28th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 10 published fields of this record are shown below. Locked: 21 related TN NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Cw Securities, LLC |
| Legal name | Cw Securities, LLC |
| CRD | 124496 |
| Status | Approved |
| Registered with the SEC | 2026-05-29 |
| Latest Form ADV filing | 2026-09-09 |
| Location | Knoxville, TN, United States |
| Regulatory AUM | $113,478,500 |
| Accounts | 145 |
| Employees | 3 |
| amount percentile | 28th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (22 TN records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-29
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (TN first): Sagepoint Capital Partners LLC · Hcip Advisors, LLC · Rare Capital Management, LLC · Ridgeline Capital Management, LLC · Highland Rim Capital, L.P. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Cw Securities, LLC and 22 Tennessee peers
- Tennessee NewRiaPulse records like this one: 22
- Cw Securities, LLC's amount: 28th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Tennessee peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- $113M under management.
What is the NewRiaPulse record for Cw Securities, LLC in Knoxville, Tennessee?
Cw Securities, LLC received SEC registration as an investment adviser (2026-05-29) with $113,478,500 in regulatory assets under management, based in Knoxville, TN.
How does Cw Securities, LLC compare to other Tennessee NewRiaPulse records?
Its amount of 113 is below the median (28th percentile); smaller records often move faster and face less competition. It is 159 days old; check the official source for later updates before acting.
Cw Securities, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Cw Securities, LLC | Knoxville, TN | 113 | 28th | 2026-05-29 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Endeavor Advisors LLC | Phoenix, AZ | 114 | 30th | 2026-09-14 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Tennessee NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.