Efm Investments & Advisory LLC: new SEC registration, $680M AUM, Portland, OR
Efm Investments & Advisory LLC (Portland, Oregon): new SEC registration, $680M AUM, Portland, OR. Its amount of 680 is top-decile (91st percentile of 1,149 records). Dated 286 days ago, it serves as a historical benchmark. Score 55/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 680 · 91th percentile of 1,149 NewRiaPulse records · 5.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 12 related OR NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Efm Investments & Advisory LLC |
| Legal name | Efm Investments & Advisory LLC |
| CRD | 339744 |
| Status | Approved |
| Registered with the SEC | 2026-01-23 |
| Latest Form ADV filing | 2026-03-31 |
| Location | Portland, OR, United States |
| Regulatory AUM | $680,035,856 |
| Accounts | 9 |
| Employees | 13 |
| Website | https://efmi.com/ |
| amount percentile | 91th of 1,149 (median 134, 5.1x median) |
| Peer records CSV (13 OR records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-23
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (OR first): Washington Park Capital Management, LLC · Capstone Wealth Management Group, INC. · Stonepine Capital Management, LLC · J.P. Capital Management, INC. · Axia Wealth Management INC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Efm Investments & Advisory LLC and 13 Oregon peers
- Oregon NewRiaPulse records like this one: 13
- Efm Investments & Advisory LLC's amount: 91st percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Oregon peer: $2,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
55 / 100 Score
- $680M under management.
- Website on file.
What is the NewRiaPulse record for Efm Investments & Advisory LLC in Portland, Oregon?
Efm Investments & Advisory LLC received SEC registration as an investment adviser (2026-01-23) with $680,035,856 in regulatory assets under management, based in Portland, OR.
How does Efm Investments & Advisory LLC compare to other Oregon NewRiaPulse records?
This is a top-decile record: its amount of 680 is 5.1x the median of 134 across 1,149 records. It is 286 days old; check the official source for later updates before acting.
Efm Investments & Advisory LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Efm Investments & Advisory LLC | Portland, OR | 680 | 91st | 2026-01-23 |
| Sageone Investment Managers LLP | Pune | 691 | 91st | 2026-09-21 |
| Whiterock Wealth Design, LLC | Fayetteville, AR | 633 | 91st | 2026-06-04 |
| Coefficient Capital | New York, NY | 735 | 92nd | 2026-10-01 |
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.