Exponent Wealth LLC: new SEC registration, $110M AUM, Orem, UT
Exponent Wealth LLC (Orem, Utah): new SEC registration, $110M AUM, Orem, UT. Its amount of 110 is below the median of 134 (23rd percentile). Dated 65 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 110 · 23th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 18 related UT NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Exponent Wealth LLC |
| Legal name | Exponent Wealth LLC |
| CRD | 334968 |
| Status | Approved |
| Registered with the SEC | 2026-09-01 |
| Latest Form ADV filing | 2026-07-29 |
| Location | Orem, UT, United States |
| Regulatory AUM | $110,365,945 |
| Accounts | 464 |
| Employees | 7 |
| Website | https://www.exponentwealth.com/ |
| amount percentile | 23th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (19 UT records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-01
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (UT first): West Rim II Ugp, LLC · Tanara Wealth Management LLC · Olympus Peaks Financial, LLC · Heaton Financial, Pc · Larson Williams Wealth Advisors, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Exponent Wealth LLC and 19 Utah peers
- Utah NewRiaPulse records like this one: 19
- Exponent Wealth LLC's amount: 23rd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Utah peer: $3,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $110M under management.
- Website on file.
What is the NewRiaPulse record for Exponent Wealth LLC in Orem, Utah?
Exponent Wealth LLC received SEC registration as an investment adviser (2026-09-01) with $110,365,945 in regulatory assets under management, based in Orem, UT.
How does Exponent Wealth LLC compare to other Utah NewRiaPulse records?
Its amount of 110 is below the median (23th percentile); smaller records often move faster and face less competition. It is 65 days old; check the official source for later updates before acting.
Exponent Wealth LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Exponent Wealth LLC | Orem, UT | 110 | 23rd | 2026-09-01 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Utah NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.