Financial Mountain INC: new SEC registration, $111M AUM, Boulder, CO
Financial Mountain INC (Boulder, Colorado): new SEC registration, $111M AUM, Boulder, CO. Its amount of 111 is below the median of 134 (25th percentile). Dated 286 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 111 · 25th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 28 related CO NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Financial Mountain INC |
| Legal name | Financial Mountain INC |
| CRD | 108489 |
| Status | Approved |
| Registered with the SEC | 2026-01-22 |
| Latest Form ADV filing | 2025-12-22 |
| Location | Boulder, CO, United States |
| Regulatory AUM | $111,337,000 |
| Accounts | 449 |
| Employees | 2 |
| Website | https://twitter.com/financialmtn |
| amount percentile | 25th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (29 CO records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Financial Mountain INC
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Unlock Financial Mountain + all 29 CO records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-22
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (CO first): Freif Advisors LLC · Leh III Management LLC · Cresalta Investment Management, INC. · Exceptional Wealth & Family Office · Shenandoah Energy Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
Peer benchmark and outreach value: Financial Mountain INC and 29 Colorado peers
- Colorado NewRiaPulse records like this one: 29
- Financial Mountain INC's amount: 25th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Colorado peer: $5,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $111M under management.
- Website on file.
What is the NewRiaPulse record for Financial Mountain INC in Boulder, Colorado?
Financial Mountain INC received SEC registration as an investment adviser (2026-01-22) with $111,337,000 in regulatory assets under management, based in Boulder, CO.
How does Financial Mountain INC compare to other Colorado NewRiaPulse records?
Its amount of 111 is below the median (25th percentile); smaller records often move faster and face less competition. It is 286 days old; check the official source for later updates before acting.
Financial Mountain INC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Financial Mountain INC | Boulder, CO | 111 | 25th | 2026-01-22 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in Colorado NewRiaPulse: Approved
Cross-dataset signals in Colorado
Newly funded companies in Colorado (SEC Form D) (18) IpoFilingPulse: records in Colorado (11)
More Colorado public-record feeds
Newly Medicare-Certified Hospices, Home Health Agencies & Dialysis Centers in Colorado HIPAA Breach Reports (500+ Individuals) by State & Type in Colorado Newly CLIA-Certified Laboratories by State & Certificate in Colorado Colorado Custom Meat Processors Pulse in Colorado New LLCs, Corporations & Nonprofits in New York, Colorado, Connecticut & Oregon in Colorado New MSHA Citations at Mines & Quarries by State in Colorado New Liquor & Cannabis Licenses and Pending Applications (NY, CO, OR, MO, TX) in Colorado Credit Union Quarterly Changes, Mergers & New Charters (NCUA Call Reports) in Colorado
How to monitor Financial Mountain INC and peer approved records
Get new NewRiaPulse records like Financial Mountain INC by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.