Guggenheim Investments Loan Advisors, LLC: new SEC registration, $155M AUM, Stamford, CT
Guggenheim Investments Loan Advisors, LLC (Stamford, Connecticut): new SEC registration, $155M AUM, Stamford, CT. Its amount of 155 is above the median of 135 (58th percentile). Dated 303 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 155 · 58th percentile of 1,225 NewRiaPulse records · 1.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 32 related CT NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Guggenheim Investments Loan Advisors, LLC |
| Legal name | Guggenheim Investments Loan Advisors, LLC |
| CRD | 339528 |
| Status | Approved |
| Registered with the SEC | 2026-01-06 |
| Latest Form ADV filing | 2026-10-05 |
| Location | Stamford, CT, United States |
| Regulatory AUM | $155,438,401 |
| Accounts | 3 |
| Employees | 10 |
| Website | https://www.guggenheiminvestments.com |
| amount percentile | 58th of 1,225 (median 135, 1.1x median) |
| Peer records CSV (33 CT records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-06
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (CT first): Fundsmith Partners Us LLC · Point 41 Capital Partners, L.P. · N10° Wealth · Tourmalet Advisors, LP · August Wealth Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Guggenheim Investments Loan Advisors, LLC and 33 Connecticut peers
- Connecticut NewRiaPulse records like this one: 33
- Guggenheim Investments Loan Advisors, LLC's amount: 58th percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Connecticut peer: $6,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $155M under management.
- Website on file.
What is the NewRiaPulse record for Guggenheim Investments Loan Advisors, LLC in Stamford, Connecticut?
Guggenheim Investments Loan Advisors, LLC received SEC registration as an investment adviser (2026-01-06) with $155,438,401 in regulatory assets under management, based in Stamford, CT.
How does Guggenheim Investments Loan Advisors, LLC compare to other Connecticut NewRiaPulse records?
Its amount of 155 sits in the upper half (58th percentile) of 1,225 records; the median is 135. It is 303 days old; check the official source for later updates before acting.
Guggenheim Investments Loan Advisors, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Guggenheim Investments Loan Advisors, LLC | Stamford, CT | 155 | 58th | 2026-01-06 |
| Bollin Wealth Management, LLC | Perrysburg, OH | 153 | 57th | 2026-10-20 |
| New Paradigm Capital Management, LLC | Great Falls, VA | 167 | 61st | 2026-10-16 |
| Von Haefen Financial Management | 128 | 46th | 2026-10-28 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Connecticut NewRiaPulse: Approved
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.