Lancaster: applying for SEC registration, $9M AUM,
Lancaster: applying for SEC registration, $9M AUM, . Its amount of 9 is below the median of 135 (2nd percentile). Dated 340 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 9 · 2th percentile of 1,225 NewRiaPulse records · 0.1x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Lancaster |
| Legal name | Lancaster Labs, LLC |
| CRD | 339389 |
| Status | In 120-day approval window |
| Registered with the SEC | 2025-12-01 |
| Latest Form ADV filing | 2026-07-27 |
| Regulatory AUM | $8,561,710 |
| Accounts | 25 |
| Employees | 3 |
| Website | https://lancaster.am |
| amount percentile | 2th of 1,225 (median 135, 0.1x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2025-12-01
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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40 / 100 Score
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Lancaster?
Lancaster applied for SEC registration as an investment adviser (2025-12-01) with $8,561,710 in regulatory assets under management, based in .
How does Lancaster compare to other NewRiaPulse records?
Its amount of 9 is below the median (2th percentile); smaller records often move faster and face less competition. It is 340 days old; check the official source for later updates before acting.
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NewRiaPulse: Under $100M NewRiaPulse: In 120-day approval window
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.