Northwind Financial LLC: new SEC registration, $142M AUM, Bend, OR
Northwind Financial LLC (Bend, Oregon): new SEC registration, $142M AUM, Bend, OR. Its amount of 142 is above the median of 134 (54th percentile). Dated 182 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 142 · 54th percentile of 1,149 NewRiaPulse records · 1.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 12 related OR NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Northwind Financial LLC |
| Legal name | Northwind Financial LLC |
| CRD | 342069 |
| Status | Approved |
| Registered with the SEC | 2026-05-06 |
| Latest Form ADV filing | 2026-08-30 |
| Location | Bend, OR, United States |
| Regulatory AUM | $142,241,176 |
| Accounts | 361 |
| Employees | 2 |
| Website | https://www.northwindfinancial.com |
| amount percentile | 54th of 1,149 (median 134, 1.1x median) |
| Peer records CSV (13 OR records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-06
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (OR first): Efm Investments & Advisory LLC · Washington Park Capital Management, LLC · Capstone Wealth Management Group, INC. · Stonepine Capital Management, LLC · J.P. Capital Management, INC. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Northwind Financial LLC and 13 Oregon peers
- Oregon NewRiaPulse records like this one: 13
- Northwind Financial LLC's amount: 54th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Oregon peer: $2,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $142M under management.
- Website on file.
What is the NewRiaPulse record for Northwind Financial LLC in Bend, Oregon?
Northwind Financial LLC received SEC registration as an investment adviser (2026-05-06) with $142,241,176 in regulatory assets under management, based in Bend, OR.
How does Northwind Financial LLC compare to other Oregon NewRiaPulse records?
Its amount of 142 sits in the upper half (54th percentile) of 1,149 records; the median is 134. It is 182 days old; check the official source for later updates before acting.
Northwind Financial LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Northwind Financial LLC | Bend, OR | 142 | 54th | 2026-05-06 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
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- Leonard Advisory Group LLC
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- Cs Tomasi Wealth Management
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- Herndon Plant Oakley LTD
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.