Overlay Management, LLC: new SEC registration, $169M AUM, Alpharetta, GA
Overlay Management, LLC (Alpharetta, Georgia): new SEC registration, $169M AUM, Alpharetta, GA. Its amount of 169 is above the median of 135 (62nd percentile). Dated 188 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 169 · 62th percentile of 1,225 NewRiaPulse records · 1.3x the median
Free preview: all 11 published fields of this record are shown below. Locked: 25 related GA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Overlay Management, LLC |
| Legal name | Overlay Management, LLC |
| CRD | 324401 |
| Status | Approved |
| Registered with the SEC | 2026-05-01 |
| Latest Form ADV filing | 2026-04-28 |
| Location | Alpharetta, GA, United States |
| Regulatory AUM | $168,634,170 |
| Accounts | 41 |
| Employees | 16 |
| Website | https://overlaycapital.com/ |
| amount percentile | 62th of 1,225 (median 135, 1.3x median) |
| Peer records CSV (26 GA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-01
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Overlay Management, LLC and 26 Georgia peers
- Georgia NewRiaPulse records like this one: 26
- Overlay Management, LLC's amount: 62nd percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Georgia peer: $5,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $169M under management.
- Website on file.
What is the NewRiaPulse record for Overlay Management, LLC in Alpharetta, Georgia?
Overlay Management, LLC received SEC registration as an investment adviser (2026-05-01) with $168,634,170 in regulatory assets under management, based in Alpharetta, GA.
How does Overlay Management, LLC compare to other Georgia NewRiaPulse records?
Its amount of 169 sits in the upper half (62th percentile) of 1,225 records; the median is 135. It is 188 days old; check the official source for later updates before acting.
Overlay Management, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Overlay Management, LLC | Alpharetta, GA | 169 | 62nd | 2026-05-01 |
| New Paradigm Capital Management, LLC | Great Falls, VA | 167 | 61st | 2026-10-16 |
| Bollin Wealth Management, LLC | Perrysburg, OH | 153 | 57th | 2026-10-20 |
| Von Haefen Financial Management | 128 | 46th | 2026-10-28 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Georgia NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.