RIA Group, LLC: applying for SEC registration, Des Moines, IA
RIA Group, LLC (Des Moines, Iowa): applying for SEC registration, Des Moines, IA. Dated 64 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 6 related IA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | RIA Group, LLC |
| Legal name | RIA Group, LLC |
| CRD | 343724 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-09-01 |
| Latest Form ADV filing | 2026-09-02 |
| Location | Des Moines, IA, United States |
| Employees | 6 |
| Website | https://www.linkedin.com/company/ria-group-ia/ |
| Peer records CSV (7 IA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-01
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (IA first): Van Diest Capital · Lane Family Wealth Management · Keystone Wealth Management · Bsc Capital Partners, LLC · Visionx Wealth Partners · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: RIA Group, LLC and 7 Iowa peers
- Iowa NewRiaPulse records like this one: 7
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Iowa peer: $1,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for RIA Group, LLC in Des Moines, Iowa?
RIA Group, LLC applied for SEC registration as an investment adviser (2026-09-01), based in Des Moines, IA.
How does RIA Group, LLC compare to other Iowa NewRiaPulse records?
It is 64 days old; check the official source for later updates before acting.
RIA Group, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| RIA Group, LLC | Des Moines, IA | 2026-09-01 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.