NewRiaPulse / report
Steffens Financial Corp: applying for SEC registration, $162M AUM, Byram Township, NJ
Steffens Financial Corp (Byram Township, New Jersey): applying for SEC registration, $162M AUM, Byram Township, NJ. Its amount of 162 is above the median of 134 (60th percentile). Dated 142 days ago, it serves as a historical benchmark. Score 55/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 162 · 60th percentile of 1,149 NewRiaPulse records · 1.2x the median
Free preview: all 11 published fields of this record are shown below. Locked: 33 related NJ NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Steffens Financial Corp |
| Legal name | Steffens Financial Corp |
| CRD | 342546 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-06-15 |
| Latest Form ADV filing | 2026-09-25 |
| Location | Byram Township, NJ, United States |
| Regulatory AUM | $162,007,559 |
| Accounts | 432 |
| Employees | 10 |
| Website | https://www.steffensfinancial.com/ |
| amount percentile | 60th of 1,149 (median 134, 1.2x median) |
| Peer records CSV (34 NJ records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-15
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Steffens Financial Corp and 34 New Jersey peers
- New Jersey NewRiaPulse records like this one: 34
- Steffens Financial Corp's amount: 60th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every New Jersey peer: $6,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
55 / 100 Score
- $162M under management.
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Steffens Financial Corp in Byram Township, New Jersey?
Steffens Financial Corp applied for SEC registration as an investment adviser (2026-06-15) with $162,007,559 in regulatory assets under management, based in Byram Township, NJ.
How does Steffens Financial Corp compare to other New Jersey NewRiaPulse records?
Its amount of 162 sits in the upper half (60th percentile) of 1,149 records; the median is 134. It is 142 days old; check the official source for later updates before acting.
Steffens Financial Corp vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Steffens Financial Corp | Byram Township, NJ | 162 | 60th | 2026-06-15 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.