Sullivan Investment Management LLC: new SEC registration, $112M AUM, Wisconsin Rapids, WI
Sullivan Investment Management LLC (Wisconsin Rapids, Wisconsin): new SEC registration, $112M AUM, Wisconsin Rapids, WI. Its amount of 112 is below the median of 135 (27th percentile). Dated 206 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 112 · 27th percentile of 1,225 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 17 related WI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Sullivan Investment Management LLC |
| Legal name | Sullivan Investment Management LLC |
| CRD | 289217 |
| Status | Approved |
| Registered with the SEC | 2026-04-13 |
| Latest Form ADV filing | 2026-03-24 |
| Location | Wisconsin Rapids, WI, United States |
| Regulatory AUM | $111,800,000 |
| Accounts | 141 |
| Employees | 1 |
| Website | http://sullivanmgt.com |
| amount percentile | 27th of 1,225 (median 135, 0.8x median) |
| Peer records CSV (18 WI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-13
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (WI first): Sentinel Advisory Group, LLC · Paladin Partners · Fiduciary Financial Planning Network · Sycamore Investment Consulting Services, LLC · Cmg Wealth Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Sullivan Investment Management LLC and 18 Wisconsin peers
- Wisconsin NewRiaPulse records like this one: 18
- Sullivan Investment Management LLC's amount: 27th percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Wisconsin peer: $3,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $112M under management.
- Website on file.
What is the NewRiaPulse record for Sullivan Investment Management LLC in Wisconsin Rapids, Wisconsin?
Sullivan Investment Management LLC received SEC registration as an investment adviser (2026-04-13) with $111,800,000 in regulatory assets under management, based in Wisconsin Rapids, WI.
How does Sullivan Investment Management LLC compare to other Wisconsin NewRiaPulse records?
Its amount of 112 is below the median (27th percentile); smaller records often move faster and face less competition. It is 206 days old; check the official source for later updates before acting.
Sullivan Investment Management LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Sullivan Investment Management LLC | Wisconsin Rapids, WI | 112 | 27th | 2026-04-13 |
| Retirepath Wealth, LLC | Little Rock, AR | 110 | 24th | 2026-10-20 |
| Round Table Investment Strategies, LLC | Lincoln, NE | 107 | 20th | 2026-10-22 |
| Carapace Financial Advisors LLC | Bedminster, NJ | 106 | 18th | 2026-10-22 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.