Superior Financial, LLC: new SEC registration, $112M AUM, Rochester, MN
Superior Financial, LLC (Rochester, Minnesota): new SEC registration, $112M AUM, Rochester, MN. Its amount of 112 is below the median of 134 (27th percentile). Dated 161 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 112 · 27th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 12 related MN NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Superior Financial, LLC |
| Legal name | Superior Financial, LLC |
| CRD | 148326 |
| Status | Approved |
| Registered with the SEC | 2026-05-27 |
| Latest Form ADV filing | 2026-04-24 |
| Location | Rochester, MN, United States |
| Regulatory AUM | $112,181,935 |
| Accounts | 385 |
| Employees | 1 |
| Website | HTTP://WWW.SUPERIORFINANCIALLLC.COM |
| amount percentile | 27th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (13 MN records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-27
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (MN first): Advisory Solutions Group · Vera Lake Capital, LLC · North Compass Financial Advisors, LLC · Twin Cities Retirement Group · Financial Empowerment LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Superior Financial, LLC and 13 Minnesota peers
- Minnesota NewRiaPulse records like this one: 13
- Superior Financial, LLC's amount: 27th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Minnesota peer: $2,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $112M under management.
- Website on file.
What is the NewRiaPulse record for Superior Financial, LLC in Rochester, Minnesota?
Superior Financial, LLC received SEC registration as an investment adviser (2026-05-27) with $112,181,935 in regulatory assets under management, based in Rochester, MN.
How does Superior Financial, LLC compare to other Minnesota NewRiaPulse records?
Its amount of 112 is below the median (27th percentile); smaller records often move faster and face less competition. It is 161 days old; check the official source for later updates before acting.
Superior Financial, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Superior Financial, LLC | Rochester, MN | 112 | 27th | 2026-05-27 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
Related records
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- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Minnesota NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.