Tolley Financial Group, LLC: new SEC registration, $122M AUM, Raleigh, NC
Tolley Financial Group, LLC (Raleigh, North Carolina): new SEC registration, $122M AUM, Raleigh, NC. Its amount of 122 is below the median of 134 (42nd percentile). Dated 182 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 122 · 42th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 21 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Tolley Financial Group, LLC |
| Legal name | Tolley Financial Group, LLC |
| CRD | 302115 |
| Status | Approved |
| Registered with the SEC | 2026-05-07 |
| Latest Form ADV filing | 2026-08-11 |
| Location | Raleigh, NC, United States |
| Regulatory AUM | $121,857,197 |
| Accounts | 448 |
| Employees | 1 |
| Website | https://www.tolleyfinancialgroup.com |
| amount percentile | 42th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (22 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-07
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Tolley Financial Group, LLC and 22 North Carolina peers
- North Carolina NewRiaPulse records like this one: 22
- Tolley Financial Group, LLC's amount: 42nd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $122M under management.
- Website on file.
What is the NewRiaPulse record for Tolley Financial Group, LLC in Raleigh, North Carolina?
Tolley Financial Group, LLC received SEC registration as an investment adviser (2026-05-07) with $121,857,197 in regulatory assets under management, based in Raleigh, NC.
How does Tolley Financial Group, LLC compare to other North Carolina NewRiaPulse records?
Its amount of 122 is below the median (42th percentile); smaller records often move faster and face less competition. It is 182 days old; check the official source for later updates before acting.
Tolley Financial Group, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Tolley Financial Group, LLC | Raleigh, NC | 122 | 42nd | 2026-05-07 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in North Carolina NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.