Tax & Investment Advisors: new SEC registration, $102M AUM, Newburyport, MA
Tax & Investment Advisors (Newburyport, Massachusetts): new SEC registration, $102M AUM, Newburyport, MA. Its amount of 102 is below the median of 135 (13th percentile). Dated 168 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 102 · 13th percentile of 1,225 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 40 related MA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Tax & Investment Advisors |
| Legal name | Tia Wealth Management LLC |
| CRD | 327402 |
| Status | Approved |
| Registered with the SEC | 2026-05-21 |
| Latest Form ADV filing | 2026-05-07 |
| Location | Newburyport, MA, United States |
| Regulatory AUM | $101,504,000 |
| Accounts | 343 |
| Employees | 3 |
| Website | https://www.linkedin.com/in/robert-guy-66023b1b0/ |
| amount percentile | 13th of 1,225 (median 135, 0.8x median) |
| Peer records CSV (41 MA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-05-21
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (MA first): 71 West Capital Partners · Eterna Growth Partners · Bartholomew & Company Wealth Management, LLC · Brookwood Advisors, LLC · Pearson Financial Services · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: Tax & Investment Advisors and 41 Massachusetts peers
- Massachusetts NewRiaPulse records like this one: 41
- Tax & Investment Advisors's amount: 13th percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Massachusetts peer: $8,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $102M under management.
- Website on file.
What is the NewRiaPulse record for Tax & Investment Advisors in Newburyport, Massachusetts?
Tax & Investment Advisors received SEC registration as an investment adviser (2026-05-21) with $101,504,000 in regulatory assets under management, based in Newburyport, MA.
How does Tax & Investment Advisors compare to other Massachusetts NewRiaPulse records?
Its amount of 102 is below the median (13th percentile); smaller records often move faster and face less competition. It is 168 days old; check the official source for later updates before acting.
Tax & Investment Advisors vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Tax & Investment Advisors | Newburyport, MA | 102 | 13th | 2026-05-21 |
| Colefp | 102 | 13th | 2026-10-30 | |
| Drew Wealth Management | Portsmouth, NH | 102 | 13th | 2026-10-29 |
| Capital Synergy Partners | Irvine, CA | 102 | 13th | 2026-10-21 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.