The Financial Legacy Group: new SEC registration, $107M AUM, Charlotte, NC
The Financial Legacy Group (Charlotte, North Carolina): new SEC registration, $107M AUM, Charlotte, NC. Its amount of 107 is below the median of 134 (19th percentile). Dated 251 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 107 · 19th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 21 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | The Financial Legacy Group |
| Legal name | The Financial Legacy Group, LLC |
| CRD | 287632 |
| Status | Approved |
| Registered with the SEC | 2026-02-26 |
| Latest Form ADV filing | 2026-01-27 |
| Location | Charlotte, NC, United States |
| Regulatory AUM | $107,292,807 |
| Accounts | 414 |
| Employees | 3 |
| Website | HTTP://WWW.THEFINANCIALLEGACYGROUP.COM |
| amount percentile | 19th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (22 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-02-26
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NC first): Corrum Capital Management LLC · Pursuit Wealth Strategies, LLC · Advisorstrust Partners LLC · Mauney-Pitt Financial Management, INC. · Advisorengine Portfolio Solutions INC. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: The Financial Legacy Group and 22 North Carolina peers
- North Carolina NewRiaPulse records like this one: 22
- The Financial Legacy Group's amount: 19th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $107M under management.
- Website on file.
What is the NewRiaPulse record for The Financial Legacy Group in Charlotte, North Carolina?
The Financial Legacy Group received SEC registration as an investment adviser (2026-02-26) with $107,292,807 in regulatory assets under management, based in Charlotte, NC.
How does The Financial Legacy Group compare to other North Carolina NewRiaPulse records?
Its amount of 107 is below the median (19th percentile); smaller records often move faster and face less competition. It is 251 days old; check the official source for later updates before acting.
The Financial Legacy Group vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| The Financial Legacy Group | Charlotte, NC | 107 | 19th | 2026-02-26 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: records in North Carolina NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.