West Financial Strategies, INC.: new SEC registration, $121M AUM, Sanford, NC
West Financial Strategies, INC. (Sanford, North Carolina): new SEC registration, $121M AUM, Sanford, NC. Its amount of 121 is below the median of 135 (40th percentile). Dated 150 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 121 · 40th percentile of 1,225 NewRiaPulse records · 0.9x the median
Free preview: all 11 published fields of this record are shown below. Locked: 23 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | West Financial Strategies, INC. |
| Legal name | West Financial Strategies, INC. |
| CRD | 118241 |
| Status | Approved |
| Registered with the SEC | 2026-06-08 |
| Latest Form ADV filing | 2026-05-08 |
| Location | Sanford, NC, United States |
| Regulatory AUM | $121,014,544 |
| Accounts | 318 |
| Employees | 3 |
| Website | https://westfinancialstrategies.com/ |
| amount percentile | 40th of 1,225 (median 135, 0.9x median) |
| Peer records CSV (24 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-08
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
Top NewRiaPulse records (NC first): Corrum Capital Management LLC · Olde Raleigh Financial Group · Pursuit Wealth Strategies, LLC · Advisorstrust Partners LLC · Mauney-Pitt Financial Management, INC. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: West Financial Strategies, INC. and 24 North Carolina peers
- North Carolina NewRiaPulse records like this one: 24
- West Financial Strategies, INC.'s amount: 40th percentile of 1,225 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $121M under management.
- Website on file.
What is the NewRiaPulse record for West Financial Strategies, INC. in Sanford, North Carolina?
West Financial Strategies, INC. received SEC registration as an investment adviser (2026-06-08) with $121,014,544 in regulatory assets under management, based in Sanford, NC.
How does West Financial Strategies, INC. compare to other North Carolina NewRiaPulse records?
Its amount of 121 is below the median (40th percentile); smaller records often move faster and face less competition. It is 150 days old; check the official source for later updates before acting.
West Financial Strategies, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| West Financial Strategies, INC. | Sanford, NC | 121 | 40th | 2026-06-08 |
| Von Haefen Financial Management | 128 | 46th | 2026-10-28 | |
| Retirepath Wealth, LLC | Little Rock, AR | 110 | 24th | 2026-10-20 |
| Round Table Investment Strategies, LLC | Lincoln, NE | 107 | 20th | 2026-10-22 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in North Carolina NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.