NewRiaPulse: all 1,000 record reports, page 1 of 5

Every NewRiaPulse record report, 200 per page, grouped by state. Records 1 to 200: 1102 Partners, LLC: new SEC registration, $114M AUM, to Schulz Financial Group: new SEC registration, $115M AUM, Tucson, AZ. Source: SEC monthly roster of registered investment advisers (Form ADV data).

• 1102 Partners, LLC: new SEC registration, $114M AUM,
• 3d Advisor Group, INC.: new SEC registration, $194M AUM,
• 603 Financial Advisors, LLC: new SEC registration, $107M AUM,
• A-Street Management LP: new SEC registration, $530M AUM,
• Abraham & Co., INC.: new SEC registration, $117M AUM,
• Access Fiduciary Services, LLC: new SEC registration, $466M AUM,
• Afton Advisors, LLC: new SEC registration, $109M AUM,
• Ahakista Capital LLC: new SEC registration, $345M AUM,
• Ajax Capital LLC: new SEC registration, $115M AUM,
• Alpha Innovations LTD.: new SEC registration, $232M AUM, Hamilton, Bermuda
• Apricity Financial, LLC: new SEC registration, $111M AUM,
• Aquamarine Financial (Cayman) LTD: new SEC registration, $5,761M AUM, Grand Cayman, Cayman Islands
• Argo Management And Research Company, LLC: new SEC registration, $201M AUM,
• Arka Capital A.M. LTD: new SEC registration, $264M AUM,
• Armatus Capital Management, LLC: new SEC registration, $241M AUM,
• Aton Advisors, LLC: new SEC registration, $116M AUM,
• Banyan Tree Advisors Pvt. LTD.: new SEC registration, $562M AUM, Bangalore, India
• Bas Capital: new SEC registration, $117M AUM,
• Benson Wealth Management, INC.: new SEC registration, $125M AUM,
• Blue Bear Financial, LLC: new SEC registration, $147M AUM,
• C.L. Sheldon & Company, LLC: new SEC registration, $111M AUM,
• Cardenas Asset Management, LLC: new SEC registration, $149M AUM,
• Cardinal Advisers LLC: new SEC registration, $119M AUM,
• Carnelian Asset Management & Advisors Private Limited: new SEC registration, $1,499M AUM, Mumbai, Maharashtra, India
• Carrhae Capital (Difc) Limited: new SEC registration, $6,079M AUM, Dubai, United Arab Emirates
• Caxton Associates LLP: new SEC registration, $71,558M AUM, London, United Kingdom
• Champion Hill Labs, LLC: new SEC registration, $289M AUM,
• Charbeth Advisory L.L.C.: new SEC registration, $370M AUM,
• Childress & Co LLC: new SEC registration, $120M AUM,
• Cibra Capital LLC: new SEC registration, $263M AUM,
• Cjc Wealth Management: new SEC registration, $122M AUM,
• Clarity Investment Management INC.: new SEC registration, $1,943M AUM, Vancouver, Canada
• Clean Energy Transition International S.A.M.: new SEC registration, $3,218M AUM, Monaco, Monaco, Monaco
• Clearwater Capital Management: new SEC registration, $139M AUM,
• Cobalt Financial Partners LLC: new SEC registration, $108M AUM,
• Cogent Independent Advisors, INC.: new SEC registration, $112M AUM,
• Commencement Financial Planning LLC: new SEC registration, $122M AUM,
• Compass Retirement, LLC: new SEC registration, $105M AUM,
• Cotulla Holdings LLC: new SEC registration, $433M AUM,
• Covalis (Gibraltar) Limited: new SEC registration, $4,760M AUM, Midtown, Queensway, Gibraltar
• Covalis Capital LLP: new SEC registration, $4,789M AUM, London, United Kingdom
• Crafted Finance, LLC: new SEC registration, $103M AUM,
• Creek Drive Management Group LLC: new SEC registration, $190M AUM,
• Dark Horse Advisors LLC: new SEC registration, $182M AUM,
• Dc Capital Management, LLC: new SEC registration, $107M AUM,
• Dorato Capital Management: new SEC registration, $139M AUM,
• Ds2 Capital LLC: new SEC registration, $251M AUM,
• Dw Investment Solutions, INC.: new SEC registration, $111M AUM,
• Eden Capital Management, LLC: new SEC registration, $109M AUM,
• Edgeworth Capital Pty LTD: new SEC registration, $331M AUM, Bondi Junction, New South Wales, Australia
• Emergent Strategic Partners, LLC: new SEC registration, $599M AUM,
• Entrepreneur First Investment Manager LLP: new SEC registration, $891M AUM, London, United Kingdom
• Essentia Fund Advisors, LLC: new SEC registration, $173M AUM,
• Evanson Financial, LLC Dba Evanson Asset Management: new SEC registration, $5,847M AUM,
• Expand Financial Group, LLC: new SEC registration, $113M AUM,
• Experience Your Wealth, LLC: new SEC registration, $105M AUM,
• Fair Asset Management, LLC: new SEC registration, $120M AUM,
• Farrcrest Capital LLC: new SEC registration, $111M AUM,
• First Look Capital Management, LLC: new SEC registration, $122M AUM,
• Five Mile River Investment Management, LLC: new SEC registration, $109M AUM,
• Freedom Value Partners, LLC: new SEC registration, $119M AUM,
• Gatsby Management, LLC: new SEC registration, $922M AUM,
• Genoa Wealth, LLC: new SEC registration, $377M AUM,
• Glc Investment Advisors, LLC: new SEC registration, $246M AUM,
• Green Horizon Partners Capital LLC: new SEC registration, $160M AUM,
• Greenleaf Financial Network, LLC: new SEC registration, $124M AUM,
• Greenskeeper Asset Management INC.: new SEC registration, $116M AUM, Oakville, Ontario, Canada
• Guided Wealth, LLC: new SEC registration, $105M AUM,
• Guinness Global Investors: new SEC registration, $11,429M AUM, London, United Kingdom
• Harlow Capital Management LLC: new SEC registration, $133M AUM,
• Hartley Advisors Corp.: new SEC registration, $119M AUM,
• Haverstock Capital LLP: new SEC registration, $140M AUM, London, United Kingdom
• Hunters Moon Capital LLP: new SEC registration, $803M AUM, London, United Kingdom
• Index Financial Advisors LLC: new SEC registration, $126M AUM,
• Infrared Capital Partners Limited: new SEC registration, $14,300M AUM, London, United Kingdom
• Integrity Wealth Management, LLC: new SEC registration, $111M AUM,
• Investment & Tax Strategies, INC.: new SEC registration, $118M AUM,
• Island Green Capital Management LLC: new SEC registration, $417M AUM,
• Jayco Wealth Management: new SEC registration, $108M AUM,
• Kaleido Capital Partners Limited: applying for SEC registration, $270M AUM, Hong Kong, Hong Kong
• Kmf Investments Management, LLC: new SEC registration, $146M AUM,
• Knecht Capital Management, LLC: new SEC registration, $116M AUM,
• Kryger Capital LLC: new SEC registration, $1,426M AUM, Hamilton, Bermuda
• Kvp Capital Advisors, LP: new SEC registration, $221M AUM,
• Kynance Cove Capital LLP: new SEC registration, $365M AUM, London, United Kingdom
• L.J. Brey, INC.: new SEC registration, $117M AUM,
• Lcv Management, LP: new SEC registration, $118M AUM,
• Levenson Wealth LLC: new SEC registration, $111M AUM,
• Life Cycle Investment Partners Limited: new SEC registration, $29,381M AUM, London, United Kingdom
• Lineage Point Capital LP: new SEC registration, $295M AUM,
• Lotus Asset Management Limited Liability Company: new SEC registration, $121M AUM,
• Mana Financial Life Design: new SEC registration, $106M AUM,
• Maybourne Partners Management LP: new SEC registration, $500M AUM,
• Meridian Wealth Management: new SEC registration, $118M AUM,
• Meschel Wealth Management LLC: new SEC registration, $107M AUM,
• Mgfs Private Wealth, LLC: new SEC registration, $117M AUM,
• Mic Capital Management Uk LLP: new SEC registration, $36,796M AUM, London, United Kingdom
• Mink Brook Asset Management LLC: new SEC registration, $281M AUM,
• Mkt Capital LLC: new SEC registration, $158M AUM,
• Monarch Collective: new SEC registration, $252M AUM,
• Navigo Wealth Management, LLC: new SEC registration, $130M AUM,
• Naylor & Company: new SEC registration, $103M AUM,
• Ndh Opportunity LLC: new SEC registration, $235M AUM,
• Neman Ventures LLC: new SEC registration, $854M AUM,
• Neu Wealth Group: new SEC registration, $292M AUM,
• New Wave Financial Services: new SEC registration, $122M AUM,
• Northfort Financial, LLC: new SEC registration, $119M AUM,
• Npm Consulting, LLC: new SEC registration, $116M AUM,
• Oak Harbor Wealth Partners: new SEC registration, $288M AUM,
• Odyssean, LLC: new SEC registration, $373M AUM,
• Old Barn Capital LLC: new SEC registration, $137M AUM,
• Old Vine Capital: new SEC registration, $167M AUM,
• One Life Financial Group, INC.: new SEC registration, $118M AUM,
• Ovata Capital Management LLC: new SEC registration, $442M AUM, Hong Kong, Hong Kong
• Pantheon: new SEC registration, $4,616M AUM, London, United Kingdom
• Paragon Investing, LLC: new SEC registration, $138M AUM,
• Pasnau Investment Management, INC.: new SEC registration, $129M AUM,
• Pavaki Capital Management, LLC: new SEC registration, $410M AUM,
• Pearl Wealth Group: new SEC registration, $103M AUM,
• Pearl Wealth LLC: new SEC registration, $130M AUM,
• Pelican Capital Management LLC: new SEC registration, $348M AUM,
• Pereon Wealth LLC: new SEC registration, $181M AUM,
• Perpetua: new SEC registration, $1,673M AUM, Cape Town, Western Cape, South Africa
• Peterson Investment Management INC: new SEC registration, $146M AUM,
• Piedmont Private Wealth, LLC: new SEC registration, $105M AUM,
• Point Nemo Capital, LLC: new SEC registration, $104M AUM,
• Portage Wealth INC: new SEC registration, $202M AUM, Oakville, Canada
• Potomac Investment Company: new SEC registration, $107M AUM,
• Powers Investment Advisory Corporation: new SEC registration, $112M AUM,
• Private Lane Capital, LLC: new SEC registration, $144M AUM,
• Private Wealth Consulting, LLC: new SEC registration, $259M AUM,
• Private Wealth Management LLC: new SEC registration, $126M AUM,
• Prospero Wealth, LLC: new SEC registration, $111M AUM,
• Purposeful Financial And Legacy Planning: new SEC registration, $107M AUM,
• Pva Financial, LLC: new SEC registration, $137M AUM,
• Quad Investment Management Corp.: new SEC registration, $2,624M AUM, Seoul, Yeongdeungpo-Gu, Korea, South
• Quaero Capital Sa: new SEC registration, $3,208M AUM, Geneva, Switzerland
• Quantstreet Capital: new SEC registration, $193M AUM,
• Ravenstone Capital Management INC.: new SEC registration, $371M AUM, Toronto, Ontario, Canada
• Rcplanners: new SEC registration, $112M AUM,
• Rechter Wealth Management, LLC: new SEC registration, $134M AUM,
• Rightoak Asset Management, LLC: new SEC registration, $112M AUM,
• Riho Partners, LLC: new SEC registration, $182M AUM,
• Rlh Capital, LLC: new SEC registration, $197M AUM,
• Robert Charles Capital Management: new SEC registration, $110M AUM,
• Routeburn Capital: new SEC registration, $176M AUM,
• Safebridge LLC: new SEC registration, $205M AUM,
• Saga Financial Management: new SEC registration, $107M AUM,
• Sageone Investment Managers LLP: new SEC registration, $691M AUM, Pune, India
• San Francisco Wealth Planning LLC: new SEC registration, $112M AUM,
• Sawyer Capital Management: new SEC registration, $125M AUM,
• Sc Asesores En Inversiones Independientes Sa De Cv: new SEC registration, $553M AUM, Mexico City, Mexico
• Schlosser Financial Services, INC.: new SEC registration, $108M AUM,
• Scotia Partners, LLC: new SEC registration, $111M AUM,
• Seven Fleet Capital Management LP: new SEC registration, $435M AUM,
• Silver Birch Financial LLC: applying for SEC registration, $399M AUM,
• Singer Wealth Management: new SEC registration, $119M AUM,
• Skloff Financial Group: new SEC registration, $114M AUM,
• Sparx Asset Management Korea Co., LTD.: new SEC registration, $2,126M AUM, Seoul, Korea, South
• Springlake Financial Partners: new SEC registration, $105M AUM,
• Staib Financial Planning, LLC: new SEC registration, $118M AUM,
• Sun Mountain Partners, LLC: new SEC registration, $187M AUM,
• Swiftwater Capital: new SEC registration, $171M AUM,
• Synchronous Wealth Advisors LLC: new SEC registration, $286M AUM,
• Taber Asset Management L.L.C.: new SEC registration, $110M AUM,
• Tactica LLC: new SEC registration, $124M AUM,
• Timefolio Asset Management Singapore Pte. LTD.: new SEC registration, $966M AUM, Singapore, Singapore, Singapore
• Tingey Financial Group INC.: new SEC registration, $257M AUM,
• Trails Edge Wealth Advisers, LLC: new SEC registration, $154M AUM,
• Triple Summit Advisors, LLC: new SEC registration, $108M AUM,
• Venrex Investment Management LLP: new SEC registration, $541M AUM, London, United Kingdom
• Warwick Group II, INC.: new SEC registration, $370M AUM,
• Wax Asset Management LLC: new SEC registration, $181M AUM,
• Wealth-Builders, INC.: new SEC registration, $113M AUM,
• Weber Capital Management LLC: new SEC registration, $120M AUM,
• Webster Street Investment Advisors LLC: new SEC registration, $114M AUM,
• Whealthy Empowerment Network: new SEC registration, $108M AUM,
• Winforest Partners: new SEC registration, $201M AUM,
• Wmk Investment Partners: new SEC registration, $211M AUM,
• Wms Group LLC: new SEC registration, $125M AUM,

Alabama

• Axient Investment Advisors LLC: new SEC registration, $454M AUM, Huntsville, AL
• Naviant Partners, LLC: new SEC registration, $177M AUM, Fairhope, AL
• Park Lane Advisors, LLC: new SEC registration, $799M AUM, Birmingham, AL

Alaska

• Blue Anchor Wealth Advisors, LLC: new SEC registration, $144M AUM, Ketchikan, AK

Arizona

• 345 Investment Advisory, LLC: new SEC registration, $295M AUM, Scottsdale, AZ
• Almega Wealth Management: new SEC registration, $134M AUM, Scottsdale, AZ
• Arcwood Financial, LLC: new SEC registration, $187M AUM, Phoenix, AZ
• Ascent Capital Partners, LLC: new SEC registration, $172M AUM, Scottsdale, AZ
• Asset Growth Solutions, LLC: new SEC registration, $703M AUM, Scottsdale, AZ
• Endeavor Advisors LLC: new SEC registration, $114M AUM, Phoenix, AZ
• Family Office Investment Advisory LLC: new SEC registration, $220M AUM, Scottsdale, AZ
• Financial Planning First, LLC: new SEC registration, $114M AUM, Tuscon, AZ
• Form Prosperity Wealth Advisors, LLC: new SEC registration, $119M AUM, Chandler, AZ
• Haws Financial Planning LLC: new SEC registration, $105M AUM, Sierra Vista, AZ
• Lilliano Capital Management LLC: new SEC registration, $168M AUM, Phoenix, AZ
• Luminescent Wealth Management, INC.: new SEC registration, $127M AUM, Scottsdale, AZ
• Numerixs Investment Technologies INC: new SEC registration, $400M AUM, Chandler, AZ
• O'Connor Capital Advisory, LLC: new SEC registration, $112M AUM, Scottsdale, AZ
• Redeem Wealth Management: new SEC registration, $119M AUM, Gilbert, AZ
• Schulz Financial Group: new SEC registration, $115M AUM, Tucson, AZ

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