NewRiaPulse: all 1,000 record reports, page 3 of 5
Every NewRiaPulse record report, 200 per page, grouped by state. Records 401 to 600: Hobe Mountain Capital Management LLC: new SEC registration, $1,352M AUM, West Palm Beach, FL to Ontrack Wealth Management: new SEC registration, $112M AUM, Canton, MI. Source: SEC monthly roster of registered investment advisers (Form ADV data).
Florida
- Hobe Mountain Capital Management LLC: new SEC registration, $1,352M AUM, West Palm Beach, FL
- Howland And Associates, LLC: new SEC registration, $139M AUM, St Petersburg, FL
- Ikalon Advisors LLC: new SEC registration, $442M AUM, Miami, FL
- Intellicapital Advisors LLC: new SEC registration, $116M AUM, Ponte Vedra, FL
- Kare Manager Holdings, L.P.: new SEC registration, $19,822M AUM, Boca Raton, FL
- Ki Capital Wealth Management Us LLC: new SEC registration, $146M AUM, Miami, FL
- Kutumb Investments LLC: new SEC registration, $250M AUM, Palm Beach Gardens, FL
- Las Olas Capital Wealth LLC: new SEC registration, $269M AUM, Fort Lauderdale, FL
- Las Olas Venture Capital: new SEC registration, $231M AUM, Fort Lauderdale, FL
- Level Ventures Management LLC: new SEC registration, $311M AUM, Sunny Isles Beach, FL
- Maggi Investment Services, LLC: new SEC registration, $154M AUM, Oldmar, FL
- Mar Wealth Management Services, LLC: new SEC registration, $125M AUM, West Palm Beach, FL
- Mara River Capital Management, LP: new SEC registration, $218M AUM, Coral Gables, FL
- Mariva Global Asset Management, LLC: new SEC registration, $129M AUM, Miami, FL
- Montello Wealth Management, INC.: new SEC registration, $108M AUM, Palm Beach Gardens, FL
- N.L.C. LLC: new SEC registration, $286M AUM, Boca Raton, FL
- Omnitrust Wealth Management, INC.: new SEC registration, $107M AUM, Jacksonville, FL
- Orange Avenue Advisors LLC: new SEC registration, $481M AUM, Orlando, FL
- Palm Peak Capital, LLC: new SEC registration, $401M AUM, Boca Raton, FL
- Pasqua Wealth Solutions: new SEC registration, $130M AUM, Palm City, FL
- Path Capital Partners, LLC: new SEC registration, $169M AUM, North Miami Beach, FL
- Pc3 Partners, LLC: new SEC registration, $156M AUM, Miami Beach, FL
- Pinetree Advisors Corp.: new SEC registration, $120M AUM, Miami, FL
- Private Client Advisor Group, LLC: new SEC registration, $110M AUM, Palm City, FL
- Qso Capital Management LLC: new SEC registration, $250M AUM, Fort Lauderdale, FL
- Rall Capital Management, INC.: new SEC registration, $123M AUM, Rockledge, FL
- Reality Financial Planning Services, LLC: new SEC registration, $126M AUM, Sarasota, FL
- Remedium Capital Partners: new SEC registration, $319M AUM, West Palm Beach, FL
- Sandhill Wealth Management, INC.: new SEC registration, $118M AUM, Winter Park, FL
- Securitize Capital LLC: new SEC registration, $530M AUM, Miami, FL
- Settian Capital LP: new SEC registration, $157M AUM, Saint Augustine, FL
- Siler Wealth Management: new SEC registration, $189M AUM, Longwood, FL
- Simetria Advisory Group LLC: new SEC registration, $202M AUM, Miami, FL
- Sirenia Capital Management LP: new SEC registration, $4,260M AUM, Miami Beach, FL
- Sterling Bridge Financial Group LLC: new SEC registration, $131M AUM, Palm Harbor, FL
- Storr Group: new SEC registration, $310M AUM, West Palm Beach, FL
- Structure Wealth Management, LLC: new SEC registration, $166M AUM, Tampa, FL
- Sulzberger Capital Advisors, INC.: new SEC registration, $117M AUM, Miami, FL
- Sundial Wealth LLC: new SEC registration, $126M AUM, Delray Beach, FL
- The Ambrus Group LLC: new SEC registration, $485M AUM, Tampa, FL
- Third Eye Capital Management, LLC: new SEC registration, $291M AUM, Miami Beach, FL
- Traver Financial Consulting Network Pa: new SEC registration, $122M AUM, Lakewood Ranch, FL
- Trellus Management Company, LLC: new SEC registration, $156M AUM, Delray Beach, FL
- Trillium Wealth LLC: new SEC registration, $545M AUM, Winter Park, FL
- Uyana Partners LLC: new SEC registration, $115M AUM, Miami, FL
- Velaris Wealth Management: new SEC registration, $129M AUM, Orlando, FL
- Wealthgen Advisors, LLC: new SEC registration, $147M AUM, Sarasota, FL
- Willis Asset Finance Management LLC: new SEC registration, $349M AUM, Coconut Creek, FL
- Wlt Partners: new SEC registration, $104M AUM, Miami, FL
- Zenith Advisory Group, LLC: new SEC registration, $115M AUM, The Villages, FL
Georgia
- Alpha Financial Management, INC.: new SEC registration, $109M AUM, Savannah, GA
- American Wealth Advisors, LLC: new SEC registration, $120M AUM, Johns Creek, GA
- Arch Partners Wealth Management, INC.: new SEC registration, $109M AUM, Watkinsville, GA
- Evans Wealth Management: new SEC registration, $111M AUM, Duluth, GA
- Fulcrum Equity Partners, INC.: new SEC registration, $1,159M AUM, Atlanta, GA
- Gridline: new SEC registration, $332M AUM, Atlanta, GA
- Highbrook Capital Partners: new SEC registration, $509M AUM, Atlanta, GA
- Infinite Giving Advisory Services, INC.: new SEC registration, $113M AUM, Atlanta, GA
- J. L. Perkins Wealth Management, LLC: new SEC registration, $142M AUM, Macon, GA
- Legacy Partners Financial Group, LLC: new SEC registration, $108M AUM, Woodstock, GA
- Magellan Planning Group: new SEC registration, $210M AUM, Atlanta, GA
- Martinwright Advisory, LLC: new SEC registration, $161M AUM, Atlanta, GA
- Overlay Management, LLC: new SEC registration, $169M AUM, Alpharetta, GA
- San Blas Advisory, INC.: new SEC registration, $219M AUM, Atlanta, GA
- Tcp Management LLC: new SEC registration, $464M AUM, Atlanta, GA
- The Marin Group INC.: new SEC registration, $128M AUM, Atlanta, GA
- True Square Financial LLC: new SEC registration, $179M AUM, Atlanta, GA
- Tuttle Wealth Partners LLC: new SEC registration, $104M AUM, Brookhaven, GA
- Wright Wealth LLC: new SEC registration, $188M AUM, Atlanta, GA
- Xception Family Office: new SEC registration, $189M AUM, Atlanta, GA
Hawaii
- Acp Investment Management: new SEC registration, $132M AUM, Kailua-Kona, HI
- Financial Planning Hawaii, INC.: new SEC registration, $382M AUM, Honolulu, HI
Idaho
- Hazlett Wealth Management LLC: new SEC registration, $160M AUM, Ketchum, ID
- Profits Plus Capital Management, LLC: new SEC registration, $258M AUM, Nampa, ID
- Treasure Valley Financial Planning: new SEC registration, $336M AUM, Meridian, ID
- Williams And Schiller Wealth Management, LLC: new SEC registration, $121M AUM, Sandpoint, ID
Illinois
- 15 Wealth Advisors LLC: new SEC registration, $481M AUM, Mundelein, IL
- Advanced Planning Advisors Group INC.: new SEC registration, $120M AUM, Naperville, IL
- Blue Haven Capital, LLC: new SEC registration, $122M AUM, Geneva, IL
- Blue Line Capital: new SEC registration, $132M AUM, Chicago, IL
- Blue Sky Investment Partners, INC.: new SEC registration, $118M AUM, Evanston, IL
- Bondurant Investment Advisory, LLC: new SEC registration, $111M AUM, Evanston, IL
- Bulletproof Capital, LLC: new SEC registration, $576M AUM, Chicago, IL
- Cohen Capital: new SEC registration, $1,101M AUM, Chicago, IL
- Daly Investment Management, LLC: new SEC registration, $124M AUM, Mount Prospect, IL
- Engage Wealth Group, LLC: new SEC registration, $120M AUM, Northfield, IL
- Erie Street Growth Partners: new SEC registration, $221M AUM, Chicago, IL
- Financial Design Studio, INC.: new SEC registration, $106M AUM, Deer Park, IL
- Hilco Investment Advisors, LLC: new SEC registration, $313M AUM, Northbrook, IL
- Inland Advisory Services, LLC: new SEC registration, $443M AUM, Oak Brook, IL
- Intentgen Financial Partners: new SEC registration, $757M AUM, Naperville, IL
- Invision Management, INC.: new SEC registration, $1,341M AUM, Chicago, IL
- Johnston Investment Counsel, LTD.: new SEC registration, $125M AUM, Peoria, IL
- K2 Wealth Management LLC: new SEC registration, $120M AUM, Chicago, IL
- Kinnamon & Associates LTD II: new SEC registration, $118M AUM, Barrington, IL
- Krm Financial Planning & Wealth Management, LLC: new SEC registration, $211M AUM, St. Charles, IL
- Kuhn Wealth Management INC.: new SEC registration, $151M AUM, Schaumburg, IL
- Landolt Securities, INC.: new SEC registration, $138M AUM, Lake Bluff, IL
- Laureate Wealth Management, LLC: new SEC registration, $122M AUM, Glen Ellyn, IL
- Maxwell Street Capital Partners, LP: new SEC registration, $284M AUM, Evanston, IL
- Merit Capital Partners Vi, LLC: new SEC registration, $448M AUM, Chicago, IL
- Midway Capital Research & Management LLC: new SEC registration, $110M AUM, Chicago, IL
- Midwest Financial Associates, INC.: new SEC registration, $124M AUM, Rockford, IL
- Monroe Capital Real Estate Credit Advisors, LLC: new SEC registration, $140M AUM, Chicago, IL
- Mosaic Fi LLC: new SEC registration, $113M AUM, Lincolnshire, IL
- Oca Ventures, LLC: new SEC registration, $316M AUM, Chicago, IL
- Old Mission Asset Management LLC: applying for SEC registration, $34,126M AUM, Chicago, IL
- Pathfinder Advisory, INC.: new SEC registration, $121M AUM, Rockford, IL
- Pebble Valley Wealth Management: new SEC registration, $129M AUM, Western Springs, IL
- Praxis Capital Management LLC: new SEC registration, $301M AUM, Chicago, IL
- Rail-Splitter Capital Management LLC: new SEC registration, $484M AUM, Winnetka, IL
- Rising Point Capital: new SEC registration, $220M AUM, Chicago, IL
- Roppel Capital Management LLC: new SEC registration, $231M AUM, Park Ridge, IL
- Squadron Capital Management LLC: new SEC registration, $386M AUM, Oak Brook, IL
- Stephen Smith Financial INC.: new SEC registration, $129M AUM, Schaumburg, IL
- Tenet Wealth Partners, LLC: new SEC registration, $247M AUM, Champaign, IL
- The Copia Group: new SEC registration, $115M AUM, Chicago, IL
- Transition Equity Partners, LLC: new SEC registration, $502M AUM, Chicago, IL
- Versatile Capital Management L.L.C.: new SEC registration, $130M AUM, Chicago, IL
- Winchester Asset Management, LLC: new SEC registration, $154M AUM, Chicago, IL
- Zendamentals: new SEC registration, $161M AUM, Chicago, IL
Indiana
- Ambrose Capital Advisors, LLC: new SEC registration, $228M AUM, Indianapolis, IN
- Cfg Wealth Management Services INC: new SEC registration, $110M AUM, Indianapolis, IN
- Genesis Advisors, LLC: new SEC registration, $121M AUM, Fishers, IN
- Integrated Investment Strategies,INC.: new SEC registration, $105M AUM, Carmel, IN
- Mosaic Wealth Management LLC: new SEC registration, $285M AUM, Bloomington, IN
- Nearside Advisors, LLC: new SEC registration, $189M AUM, Indianapolis, IN
- Private Counsel Group, LTD.: new SEC registration, $116M AUM, Indianapolis, IN
- Titan Investment Management LLC: new SEC registration, $124M AUM, Indianapolis, IN
Iowa
- Bsc Capital Partners, LLC: new SEC registration, $126M AUM, West Des Moines, IA
- Keystone Wealth Management: new SEC registration, $137M AUM, Waterloo, IA
- Lane Family Wealth Management: new SEC registration, $143M AUM, North Liberty, IA
- Van Diest Capital: new SEC registration, $144M AUM, Polk City, IA
- Visionx Wealth Partners: new SEC registration, $110M AUM, Fort Dodge, IA
Kansas
- Engage Wealth Advisors, LLC: new SEC registration, $112M AUM, Overland Park, KS
- Glass Lakes Capital Management LLC: new SEC registration, $178M AUM, Overland Park, KS
- Mcd-Kissner Gp, LLC: new SEC registration, $1,018M AUM, Overland Park, KS
- Pathway Financial Solutions, INC.: new SEC registration, $135M AUM, Salina, KS
- Prairie Advisory, LLC: new SEC registration, $554M AUM, Leawood, KS
- Quantum Financial Partners LLC: new SEC registration, $149M AUM, Overland Park, KS
Kentucky
- Abri LLC: new SEC registration, $114M AUM, Lexington, KY
- Access Wealth Management, LLC: new SEC registration, $358M AUM, Louisville, KY
- Graeter Wealth Advisors, LLC: new SEC registration, $105M AUM, Louisville, KY
- Principled Wealth Advisors, LLC: new SEC registration, $252M AUM, Covington, KY
- Riverstone Asset Management, LLC: new SEC registration, $103M AUM, Louisville, KY
- Waycross Gp, LLC: new SEC registration, $156M AUM, Louisville, KY
Louisiana
- Advocacy Financial LLC: new SEC registration, $103M AUM, Covington, LA
- Fletcher Financial Group: new SEC registration, $133M AUM, West Monroe, LA
- Jcn Financial & Tax Advisory Group, LLC: new SEC registration, $130M AUM, Baton Rouge, LA
- Pelican Advisory LLC: new SEC registration, $119M AUM, Covington, LA
- Pelican Investment Advisors, LLC: new SEC registration, $129M AUM, Baton Rouge, LA
Maine
Maryland
- A. J. Perry & Co.: new SEC registration, $109M AUM, Towson, MD
- Broad Reach Retail Partners LLC: new SEC registration, $309M AUM, Millersville, MD
- Expect Equity LLC: new SEC registration, $167M AUM, Pikesville, MD
- Mre Management, LLC: new SEC registration, $458M AUM, Annapolis, MD
- Oxford Planning Group, LLC: new SEC registration, $113M AUM, Woodstock, MD
- Psg Credit Gp, LLC: new SEC registration, $191M AUM, Columbia, MD
- Sera Capital Management, LLC: new SEC registration, $114M AUM, Annapolis, MD
- Snyder Asset Management, LLC: new SEC registration, $112M AUM, Hunt Valley, MD
- Williams Asset Management: new SEC registration, $661M AUM, Columbia, MD
Massachusetts
- 71 West Capital Partners: new SEC registration, $5,505M AUM, Boston, MA
- Advaita Capital LLC: new SEC registration, $316M AUM, Boston, MA
- Arborstone Financial, LLC: new SEC registration, $476M AUM, Andover, MA
- Beyond Your Hammock LLC: new SEC registration, $115M AUM, Boston, MA
- Brookwood Advisors, LLC: new SEC registration, $964M AUM, Beverly, MA
- Condon Wealth Management, INC.: new SEC registration, $122M AUM, Plymouth, MA
- Dardanelles Capital LP: new SEC registration, $114M AUM, Boston, MA
- Epilog Partners, LP.: new SEC registration, $182M AUM, Boston, MA
- Eterna Growth Partners: new SEC registration, $3,546M AUM, Boston, MA
- Felis Advantage, LP: new SEC registration, $150M AUM, Boston, MA
- Greenport Capital Advisors: new SEC registration, $119M AUM, Marlborough, MA
- Liberty Forge LLC: new SEC registration, $251M AUM, Boston, MA
- Loon Lake Capital Management LP: new SEC registration, $336M AUM, Boston, MA
- North Run Capital, LP: new SEC registration, $335M AUM, Boston, MA
- Novo Holdings Us Investment Advisor, INC.: new SEC registration, $339M AUM, Boston, MA
- O.F.O. Partners, LLC: new SEC registration, $110M AUM, Hingham, MA
- Pearson Financial Services: new SEC registration, $885M AUM, Dennis, MA
- Renaissance Wealth Advisors, LLC: new SEC registration, $110M AUM, Newton, MA
- Signal Ridge Capital Partners, LLC: new SEC registration, $114M AUM, Framingham, MA
- South Shore Investment Services LLC: new SEC registration, $118M AUM, Norwell, MA
- The Newcastle Network LP: new SEC registration, $223M AUM, Wellesley, MA
- Tqm Wealth Partners: new SEC registration, $124M AUM, Marblehead, MA
- Washington Financial Group, INC.: new SEC registration, $119M AUM, Osterville, MA
Michigan
- Advisory Advocates LLC: new SEC registration, $159M AUM, Grand Rapids, MI
- Afs Wealth Management, LLC: new SEC registration, $118M AUM, Farmington Hills, MI
- Ai Alpha LLC: new SEC registration, $200M AUM, Grand Rapids, MI
- Custom Wealth Management: new SEC registration, $201M AUM, Plymouth, MI
- Daniel Investment Group INC.: new SEC registration, $210M AUM, Royal Oak, MI
- Fairway Investment Group, LLC: new SEC registration, $107M AUM, East Lansing, MI
- Hoover Private Wealth, LLC: new SEC registration, $171M AUM, Royal Oak, MI
- Imber Financial Group, LLC: new SEC registration, $106M AUM, Ann Arbor, MI
- Legacy Financial Services Group, INC.: new SEC registration, $123M AUM, Traverse City, MI
- Leonard Advisory Group LLC: new SEC registration, $114M AUM, Saint Joseph, MI
- Marnell Management LLC: new SEC registration, $306M AUM, Farmington Hills, MI
- Mbx Investors LLC: new SEC registration, $460M AUM, Farmington Hills, MI
- Md Wealth Management, LLC: new SEC registration, $110M AUM, Chelsea, MI
- Modell Capital Management LLC: new SEC registration, $1,884M AUM, Bloomfield Hills, MI
- Northern Edge Wealth Management: new SEC registration, $247M AUM, Marquette, MI
- Ontrack Wealth Management: new SEC registration, $112M AUM, Canton, MI
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