NewRiaPulse: all 1,000 record reports, page 5 of 5
Every NewRiaPulse record report, 200 per page, grouped by state. Records 801 to 1,000: Van Winkle Wealth Management Group LLC: new SEC registration, $121M AUM, Newark, OH to O'Donnell Wealth Management: new SEC registration, $123M AUM, Cody, WY. Source: SEC monthly roster of registered investment advisers (Form ADV data).
Ohio
- Van Winkle Wealth Management Group LLC: new SEC registration, $121M AUM, Newark, OH
- Western Reserve Capital Management, LLC: new SEC registration, $120M AUM, Hudson, OH
- Westpoint Wealth Management, LLC: new SEC registration, $106M AUM, Berea, OH
- Woodland Wealth Partners: new SEC registration, $712M AUM, Pepper Pike, OH
- Wurz Financial Services, LLC: new SEC registration, $117M AUM, Holland, OH
Oklahoma
- Bridgecreek Financial Group: new SEC registration, $650M AUM, Tulsa, OK
- Chappelwood Financial Services: new SEC registration, $113M AUM, Edmond, OK
- L&S Private Wealth, LLC: new SEC registration, $109M AUM, Oklahoma City, OK
- Tao Private Wealth, LLC: new SEC registration, $104M AUM, Tulsa, OK
Oregon
- Axia Wealth Management INC: new SEC registration, $148M AUM, Bend, OR
- Capstone Wealth Management Group, INC.: new SEC registration, $243M AUM, Bend, OR
- Efm Investments & Advisory LLC: new SEC registration, $680M AUM, Portland, OR
- Fairchild Capital LLC: new SEC registration, $103M AUM, Portland, OR
- J.P. Capital Management, INC.: new SEC registration, $167M AUM, Eugene, OR
- Lifelong Wealth Management Group, LLC: new SEC registration, $122M AUM, Lake Oswego, OR
- Modernist Financial, LLC: new SEC registration, $113M AUM, Portland, OR
- Northwind Financial LLC: new SEC registration, $142M AUM, Bend, OR
- Soaring Investment Management, LLC: new SEC registration, $113M AUM, Portland, OR
- Stonepine Capital Management, LLC: new SEC registration, $181M AUM, Bend, OR
- Washington Park Capital Management, LLC: new SEC registration, $359M AUM, Portland, OR
- Xena Financial Planning, LLC: new SEC registration, $104M AUM, Portland, OR
Pennsylvania
- A Better Way Financial, LLC: new SEC registration, $109M AUM, Allentown, PA
- Aeternitas Investment Management, LLC: new SEC registration, $173M AUM, Yardley, PA
- Agility Equity Partners: new SEC registration, $173M AUM, Pittsburgh, PA
- Arsenal Capital Advisors LLC: new SEC registration, $267M AUM, Conshohocken, PA
- Auerbach Investment Services, LLC: new SEC registration, $150M AUM, Narberth, PA
- Chronometer Partners LP: new SEC registration, $308M AUM, Pittsburgh, PA
- Conifer Infrastructure Partners: new SEC registration, $165M AUM, Sewickley, PA
- Elm Capital Management LLC: new SEC registration, $133M AUM, Pittsburgh, PA
- Emerald Investment Advisers, LLC: new SEC registration, $2,263M AUM, Leola, PA
- Fournorth Capital LLC: new SEC registration, $118M AUM, West Conshohocken, PA
- Fs Digital Infrastructure Advisor, LLC: new SEC registration, $3,213M AUM, Philadelphia, PA
- Im Wealth Partners: new SEC registration, $124M AUM, Blue Bell, PA
- Integrated Wealth Solutions, LLC: new SEC registration, $114M AUM, York, PA
- Lynch Investment Planning, LLC: new SEC registration, $143M AUM, Newtown Square, PA
- Opulus: new SEC registration, $105M AUM, Doylestown, PA
- Schuylkill Financial, LLC: new SEC registration, $124M AUM, Wyomissing, PA
- Setarcos Wealth Advisors LLC: new SEC registration, $112M AUM, Philadelphia, PA
- Valen Private Capital, LLC.: new SEC registration, $483M AUM, Paoli, PA
- Vanguard Capital Management, LLC: new SEC registration, $8,436,182M AUM, Malvern, PA
- Vanguard Portfolio Management, LLC: new SEC registration, $2,656,484M AUM, Malvern, PA
Puerto Rico
- Bluhaus Capital Management LLC: new SEC registration, $231M AUM, Guaynabo, PR
- Global Venture Management LLC: new SEC registration, $130M AUM, San Juan, PR
- Vrm Penzini Capital L.L.C.: new SEC registration, $269M AUM, San Juan, PR
Rhode Island
- Blue Chip Financial Advisors, LLC: new SEC registration, $104M AUM, East Providence, RI
- Cb Capital LLC: new SEC registration, $124M AUM, North Smithfield, RI
- Ncu Investment Solutions: new SEC registration, $108M AUM, Smithfiled, RI
- Veritas Wealth Management: new SEC registration, $220M AUM, North Kingstown, RI
South Carolina
- Blue Granite Capital, LLC: new SEC registration, $109M AUM, Charleston, SC
- Coastal Wealth Advisors, LLC: new SEC registration, $107M AUM, Johns Island, SC
- Coastline Complete Wealth LLC: new SEC registration, $214M AUM, Bluffton, SC
- Dba Big Money Retirement And Big Retirement: new SEC registration, $147M AUM, Greenville, SC
- Generouswealth, LLC: new SEC registration, $110M AUM, Summerville, SC
- Idle Hill Advisors LLC: new SEC registration, $107M AUM, Greenville, SC
- J. Freeman & Associates: new SEC registration, $175M AUM, Greenville, SC
- Runey & Associates Wealth Management: new SEC registration, $105M AUM, Mount Pleasant, SC
- Tidal Creek Capital Advisors: new SEC registration, $126M AUM, Bluffton, SC
- Tidehaven Wealth, LLC: new SEC registration, $125M AUM, Mount Pleasant, SC
- Wealth Intelligently Navigated, LLC: applying for SEC registration, $533M AUM, Greer, SC
South Dakota
Tennessee
- Cw Securities, LLC: new SEC registration, $113M AUM, Knoxville, TN
- Dorian Investment Advisory LLC: new SEC registration, $103M AUM, Memphis, TN
- Empirical Capital Management, LLC: new SEC registration, $153M AUM, Hendersonville, TN
- Fortitude Wealth Management: new SEC registration, $113M AUM, Murfreesboro, TN
- Hcip Advisors, LLC: new SEC registration, $339M AUM, Nashville, TN
- Highland Rim Capital, L.P.: new SEC registration, $210M AUM, Nashville, TN
- Hogan Investment Counsel, LLC: new SEC registration, $107M AUM, Cordova, TN
- Keystone Financial Resources, LLC: new SEC registration, $179M AUM, Brentwood, TN
- Rare Capital Management, LLC: new SEC registration, $334M AUM, Nashville, TN
- Retirement Solutions Group: new SEC registration, $160M AUM, Franklin, TN
- Ridgeline Capital Management, LLC: new SEC registration, $228M AUM, Memphis, TN
- Roan Capital Partners: new SEC registration, $152M AUM, Johnson City, TN
- Sagepoint Capital Partners LLC: new SEC registration, $888M AUM, Franklin, TN
- Solas Bioventures Management, LLC: new SEC registration, $165M AUM, Chattanooga, TN
- Trusco Investment Management, LLC: new SEC registration, $107M AUM, Nashville, TN
- Witt Financial Group, LLC: new SEC registration, $160M AUM, Crossville, TN
Texas
- A3 Capital Advisors: new SEC registration, $237M AUM, Houston, TX
- Allegro Mineral Partners LLC: new SEC registration, $135M AUM, Houston, TX
- Applewhite & Buys Financial Advisors: new SEC registration, $153M AUM, Dallas, TX
- Ask Capital Investment Managers: new SEC registration, $110M AUM, Amarillo, TX
- Augment Advisors, LLC: new SEC registration, $343M AUM, Austin, TX
- Awaken Wealth Partners LLC: new SEC registration, $237M AUM, Houston, TX
- Blue Orca, LLC: new SEC registration, $232M AUM, Austin, TX
- Canyon Abf Manager LLC: new SEC registration, $300M AUM, Dallas, TX
- Covalence Investment Partners, L.P.: new SEC registration, $238M AUM, Houston, TX
- Cravens Brothers Private Wealth Management LLC: new SEC registration, $139M AUM, Dallas, TX
- Crux Capital LTD: new SEC registration, $428M AUM, Dallas, TX
- Csr Capital: new SEC registration, $269M AUM, Dallas, TX
- Double Eagle Wealth Management LLC: new SEC registration, $109M AUM, Dallas, TX
- Eagle Financial Advisors, LLC: new SEC registration, $113M AUM, Frisco, TX
- Eight Partners Vc, LLC: new SEC registration, $13,379M AUM, Austin, TX
- Finamex Asset Management, LLC: new SEC registration, $114M AUM, Houston, TX
- Gfn Capital Management: new SEC registration, $120M AUM, Richardson, TX
- Guidestone Investment Services: new SEC registration, $3,907M AUM, Dallas, TX
- Heritage Haus Wealth Partners LLC: new SEC registration, $241M AUM, New Braunfels, TX
- Herndon Plant Oakley LTD: new SEC registration, $155M AUM, Corpus Christi, TX
- Homage Wealth Group LLC: new SEC registration, $366M AUM, Houston, TX
- Integra Wealth Advisors, LLC: new SEC registration, $117M AUM, Houston, TX
- Integrity Road Wealth Partners LLC: new SEC registration, $126M AUM, Houston, TX
- Intercapital: new SEC registration, $199M AUM, Austin, TX
- Kanos Capital Management, LLC: new SEC registration, $133M AUM, Houston, TX
- Kingwood Investment Group: new SEC registration, $127M AUM, Kingwood, TX
- Leder Fiduciary Capital LLC: new SEC registration, $121M AUM, Bellaire, TX
- Legacy Chief Financial Office, LLC: new SEC registration, $105M AUM, Shenandoah, TX
- Leo Wealth Americas, LLC: new SEC registration, $512M AUM, Hurst, TX
- Lrh Capital Advising LLC: new SEC registration, $114M AUM, Dallas, TX
- Magarian Capital Management, LLC: new SEC registration, $260M AUM, San Antonio, TX
- Maroon Pass Advisors LP: new SEC registration, $179M AUM, Austin, TX
- Mckinney Capital Management: new SEC registration, $246M AUM, Houston, TX
- Mdt Financial Advisors, LLC: new SEC registration, $294M AUM, Webster, TX
- Mission Trail Capital Management, LLC: new SEC registration, $215M AUM, Austin, TX
- Mozayyx Management LLC: new SEC registration, $193M AUM, Austin, TX
- Mtr Financial Services, LLC: new SEC registration, $120M AUM, Kingwood, TX
- Murray Securities, INC.: new SEC registration, $117M AUM, Tyler, TX
- Mytimeequity: new SEC registration, $184M AUM, Plano, TX
- Nextbio Capital Management LP: new SEC registration, $305M AUM, Austin, TX
- Northill Aims, LLC: new SEC registration, $249M AUM, Richardson, TX
- Pan Capital Management LP: new SEC registration, $3,079M AUM, Houston, TX
- Paradigm Global Investors: new SEC registration, $3,031M AUM, Dallas, TX
- Pathway Wealth Management, LLC: new SEC registration, $116M AUM, Dallas, TX
- Perea Capital: new SEC registration, $164M AUM, Houston, TX
- Pontem Investment Management Company: new SEC registration, $279M AUM, Houston, TX
- Redfish Capital: new SEC registration, $119M AUM, Cypress, TX
- Reliance Wealth Management: new SEC registration, $134M AUM, San Antonio, TX
- Rockwall Wealth Management: new SEC registration, $305M AUM, Rockwall, TX
- Rwr Investments LLC: new SEC registration, $171M AUM, Dallas, TX
- Schlegel Dunn LLC: new SEC registration, $279M AUM, Plano, TX
- Shelter Wealth Strategies, LLC: new SEC registration, $144M AUM, Houston, TX
- Shoten Capital LP: new SEC registration, $622M AUM, Austin, TX
- Skylar Capital Management LP: new SEC registration, $438M AUM, Houston, TX
- South Texas Capital Advisors, LLC: new SEC registration, $167M AUM, New Braunfels, TX
- Southpaw Cp Manager LP: new SEC registration, $139M AUM, Dallas, TX
- Stability Partners Advisory Group, LLC: new SEC registration, $141M AUM, Spring, TX
- Tectonic Capital Advisors, LLC: new SEC registration, $154M AUM, Houston, TX
- The Energy & Minerals Group LP: new SEC registration, $12,021M AUM, Houston, TX
- The Gardner Group: new SEC registration, $125M AUM, Dallas, TX
- Worth Financial Group INC.: new SEC registration, $138M AUM, Dallas, TX
Utah
- Altura Private Wealth LLC: new SEC registration, $129M AUM, Centerville, UT
- Brighton Wealth Management, INC.: new SEC registration, $132M AUM, Cottonwood Heights, UT
- Capital Wealth, LLC: new SEC registration, $116M AUM, Lehi, UT
- Exponent Wealth LLC: new SEC registration, $110M AUM, Orem, UT
- Haynie Wealth Management LLC: new SEC registration, $107M AUM, Salt Lake City, UT
- Heaton Financial, Pc: new SEC registration, $140M AUM, Cedar City, UT
- Jrs Wealth Management LLC: new SEC registration, $135M AUM, South Jordan, UT
- Larson Williams Wealth Advisors, LLC: new SEC registration, $140M AUM, Cedar City, UT
- Olympus Peaks Financial, LLC: new SEC registration, $141M AUM, Sandy, UT
- Riley S. Crosbie Advisory, LLC: new SEC registration, $119M AUM, Logan, UT
- Soulence Wealth Management: new SEC registration, $108M AUM, Pleasant Grove, UT
- Tanara Wealth Management LLC: new SEC registration, $1,093M AUM, Lehi, UT
- Veritas Wealth Management, LLC: new SEC registration, $136M AUM, Salt Lake City, UT
- Wealth Foundations Partners, LLC: new SEC registration, $111M AUM, Salt Lake City, UT
- West Rim II Ugp, LLC: new SEC registration, $1,770M AUM, Lehi, UT
- Your Ia, LLC: new SEC registration, $107M AUM, St. George, UT
Vermont
- Equinox Financial Advisors, INC.: new SEC registration, $111M AUM, Manchester Center, VT
- Milne Financial Planning, INC.: new SEC registration, $111M AUM, Saint Johnsbury, VT
- Stage 2 Planning Partners LLC: new SEC registration, $106M AUM, S Burlington, VT
Virginia
- Activ8 Family Office LLC: new SEC registration, $1,542M AUM, Mclean, VA
- Allridge Wealth Management, INC: new SEC registration, $103M AUM, Ashburn, VA
- Bellars Harris Wealth Management: new SEC registration, $505M AUM, Virginia Beach, VA
- Capitol Wealth Management, INC.: new SEC registration, $112M AUM, Mclean, VA
- First Georgetown Securities, INC: new SEC registration, $116M AUM, Alexandria, VA
- Fitzwilliams Wealth Management INC.: new SEC registration, $124M AUM, Chesapeake, VA
- Gira & Gira Investment Advisors LLC: new SEC registration, $121M AUM, Harrisonburg, VA
- Mwa Investments, LLC: new SEC registration, $250M AUM, White Stone, VA
- Pegasus Financial Group LLC: new SEC registration, $122M AUM, Chantilly, VA
- Piedmont Wealth Management: new SEC registration, $156M AUM, Alexandria, VA
- Portfolio Advisory Group, INC.: new SEC registration, $116M AUM, Alexandria, VA
- Steelhead Wealth Management: new SEC registration, $342M AUM, Glen Allen, VA
- Templer Wealth Management, LLC: new SEC registration, $103M AUM, Vienna, VA
- Trio Wealth Management, LLC: new SEC registration, $134M AUM, Great Falls, VA
- Wacona Capital, LLC: new SEC registration, $194M AUM, Charlottesville, VA
Washington
- Armour Wealth Advisors, LLC: new SEC registration, $110M AUM, Tumwater, WA
- Better Financial Services, LLC: new SEC registration, $111M AUM, Federal Way, WA
- Brackenwood Capital Management, LLC: new SEC registration, $127M AUM, Bainbridge Island, WA
- Gevers Wealth Management: new SEC registration, $224M AUM, Issaquah, WA
- Integrated Wealth Advisors, LLC: new SEC registration, $122M AUM, Bellevue, WA
- Kairos Capital Management, LLC: new SEC registration, $106M AUM, Bellevue, WA
- Lifefocus Financial Advisors, LLC: new SEC registration, $104M AUM, Walla Walla, WA
- Signia Capital Management: new SEC registration, $109M AUM, Spokane, WA
- Sloy Dahl & Holst Holdings, INC: new SEC registration, $187M AUM, Vancouver, WA
- Soundpath Retirement Strategies, LLC: new SEC registration, $159M AUM, Bellevue, WA
- Trail Financial Planning LLC: new SEC registration, $117M AUM, Bellingham, WA
Wisconsin
- Central Wealth Management LLC: new SEC registration, $137M AUM, Madison, WI
- Cmg Wealth Advisors LLC: new SEC registration, $138M AUM, Madison, WI
- Coast Advisory LLC: new SEC registration, $122M AUM, East Troy, WI
- Fiduciary Financial Planning Network: new SEC registration, $176M AUM, Onalaska, WI
- Lasalle Investment Advisors, INC.: new SEC registration, $134M AUM, Pewaukee, WI
- Leach, Bickmore & Weiss Wealth Management, LLC: new SEC registration, $115M AUM, Madison, WI
- Milborn Advisors, LTD: new SEC registration, $108M AUM, Milwaukee, WI
- Morgan-Aly Wealth Management, LLC: new SEC registration, $105M AUM, Waukesha, WI
- Paladin Partners: new SEC registration, $199M AUM, Hartland, WI
- Pavlic Investment Advisors, INC.: new SEC registration, $109M AUM, Delafield, WI
- Professional Financial Management, INC.: new SEC registration, $116M AUM, Appleton, WI
- Sentinel Advisory Group, LLC: new SEC registration, $321M AUM, Middleton, WI
- Sullivan Investment Management LLC: new SEC registration, $112M AUM, Wisconsin Rapids, WI
- Sycamore Investment Consulting Services, LLC: new SEC registration, $160M AUM, Madison, WI
- Valley Wealth Management: new SEC registration, $112M AUM, Oshkosh, WI
- Yahara Wealth Management LLC: new SEC registration, $112M AUM, Madison, WI
Wyoming
- Fiduciary Capital Management LLC: new SEC registration, $150M AUM, Cheyenne, WY
- O'Donnell Wealth Management: new SEC registration, $123M AUM, Cody, WY
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